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15 Sep 2009, 6:00 am
It is true that Bank of America took a bath during the financial crisis and likely suffered from the acquisition of Merrill Lynch (although it remains to be seen, as the market recovers and brokerage activity picks up, whether this will be a short term harm). [read post]
18 Mar 2010, 7:17 pm
Meanwhile, FINRA also announced today that their head of enforcement, Susan Merrill, is stepping down to return to private practice. [read post]
28 Aug 2008, 7:24 pm
Citigroup, Merrill Lynch, and Morgan Stanley, which is puzzling since major compensation issues exist with those companies. [read post]
17 Dec 2007, 7:13 am
The Laborers also filed the resolution at Merrill Lynch, Bank of America, and Verizon Communications, and plan to submit it at a few more firms for the 2008 proxy season, said Jennifer O'Dell, assistant director of the Laborers' office of corporate affairs. [read post]
16 Sep 2008, 9:03 pm
Credit Suisse's settlement follows on the heels of earlier settlements made by the regulators with UBS, Citigroup, JP Morgan, Morgan Stanley, Merrill Lynch, Goldman Sachs, Wachovia, Fidelity, Deutsche Bank and Bank of America. [read post]
9 Feb 2010, 8:36 am
Nobody has told these well-placed, egocentric mooks that the ASBs were ALWAYS plutonioum, just with a little gold paint splotched on them by JPM and GS and Merrill or just with straw pasted on by Countrifried and Indyfai and WhoKnu. [read post]
26 Jul 2023, 4:00 am
Campaign Finance Arizona: “Two Organizations Trying to Influence State Politics Attempting to Get Exemptions for Prop 211 Disclosures” by Howard Fischer (Arizona Capitol Services) for Arizona Capitol Times New Jersey: “Former Top Aide to NJ Senate Leader Avoids Prison Time in Tax Evasion, Wire Fraud Case” by Ashley Balcerzak (Bergen Record) for Yahoo News Ethics California: “Marilyn Flynn, Ex-USC Dean in Corruption Case with Ridley-Thomas,… [read post]
31 Mar 2020, 6:13 am
Prithviraj Dhandapani LPL Financial LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Davrion Hemphill Fernando Landicho Transamerica Financial Advisors,Inc. [read post]
21 Jun 2012, 8:13 am
Brokerage firms around the country such as Wachovia Securities n/k/a Wells Fargo Securities, Morgan Stanley, UBS, Smith Barney, Merrill Lynch, Bank of America and many others were actively engaged in the selling of Fannie Mae preferred stock to their customers in secondary public offerings and in the aftermarket. [read post]
26 Nov 2019, 7:12 am
Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc Shotz, Richard Wells Fargo Clearing Services Morgan Stanley Vaccaro, Anthony Jr. [read post]
24 Feb 2010, 7:57 am
(OhioLINK) Austin Sarat, Lawrence Douglas, Martha Merrill Umphrey, eds. [read post]
22 Sep 2008, 7:20 pm
There was public outrage when the CEOs of Countrywide, Merrill Lynch, and Citigroup walked away with hundreds of millions of dollars after causing billions of dollars of losses. [read post]
24 Oct 2009, 9:41 pm
OFIR also reached similar agreements with Citigroup, Banc of America Securities, Merrill Lynch, Comerica, and Wachovia. [read post]
13 Jul 2007, 10:28 am
Applying the Supreme Court's "expansive view of SLUSA's preemptive scope" in Merrill Lynch, Pierce, Fenner & Smith, Inc. v. [read post]
18 Jan 2009, 9:59 am
Here is the latest press release that sound pretty much the feds have put BofA on life support: The U.S. government agreed to invest $20 billion more in Bank of America Corp. and guarantee $118 billion of its assets to help the lender absorb Merrill Lynch & Co. and prevent the financial crisis from deepening. [read post]
29 Aug 2008, 11:00 pm
To McCain: Merrill Lynch $296,913 Citigroup Inc $268,501 Morgan Stanley $234,272 Goldman Sachs $208,395 JPMorgan Chase & Co $179,975 AT&T Inc $174,497 Greenberg Traurig LLP $150,387 Credit Suisse Group $150,025 Blank Rome LLP $149,426 PricewaterhouseCoopers $140,120 UBS AG $139,665 US Government … [read post]
7 Aug 2008, 2:41 pm
In January, 2008 Merrill Lynch agreed to repurchase $13.7 million of auction-rate securities from Springfield, Massachusetts. [read post]
29 Mar 2010, 1:34 pm
Merrill publicly commented that: "Brokerage firms and brokers who serve investors considering retirement must ensure that their customers are given suitable investment recommendations based upon reasonable assumptions of market performance and are given thorough disclosure of investment risks. [read post]
2 Jul 2007, 11:53 am
Merrill, Robert F. [read post]
20 Sep 2007, 1:28 pm
Merrill Lynch, et al. [read post]
