Search for: "National Securities Clearing Corporation"
Results 3301 - 3320
of 3,677
Sort by Relevance
|
Sort by Date
26 Dec 2009, 11:44 am
Apparently, Genger had high level contacts within the Israeli government for whom he performed sensitive tasks relating to Israel’s national security and Genger used TRI’s computer system to create and receive documents related to these tasks. [read post]
24 Dec 2009, 6:31 am
In doing so, the author discusses the conduct of the major regulators, including the Securities and Exchange Commission (SEC), which he does not spare from criticism. [read post]
23 Dec 2009, 6:01 am
According to the Federal Trade Commission, Oregon is ranked 13th in the nation for this crime. [read post]
20 Dec 2009, 2:38 pm
We do have clear improvements in terms of environmental management. [read post]
17 Dec 2009, 6:33 am
What exactly is the proper role of the board in corporate risk management? [read post]
16 Dec 2009, 6:22 am
Nor is it a plea for leniency for those who knowingly violate clear rules, even if those rules are unwise. [read post]
14 Dec 2009, 4:28 am
Under the former company law system, officers and directors often used their companies to secure financing of other businesses with which the officers and directors were involved. [read post]
14 Dec 2009, 12:57 am
To the Securities and Exchange Commission: Last week Overstock.com (NASDAQ: OSTK) CEO Patrick M. [read post]
12 Dec 2009, 6:13 am
Most transactions are cleared within this initial 30 day period. [read post]
11 Dec 2009, 11:38 am
The regulations must also require any originator to disclose fulfilled repurchase requests across all trusts aggregated by the originator, so that investors may identify asset originators with clear underwriting deficiencies (Section 1504). [read post]
11 Dec 2009, 6:21 am
Oppression is nothing but preventing the shareholders in getting their rightful share in the company’s profits and securing the respective rights in a Company. [read post]
11 Dec 2009, 6:17 am
Oppression is nothing but preventing the shareholders in getting their rightful share in the company’s profits and securing the respective rights in a Company. [read post]
7 Dec 2009, 10:09 am
And even with a clear target in mind, Congress would have to guess at the tax rate needed to hit that limit. [read post]
6 Dec 2009, 6:48 pm
., is part of the $1 trillion Public Private Investment Program the Obama administration announced in March as a way to encourage banks to sell securities and loans weighing on their balance sheets to willing investors. [read post]
4 Dec 2009, 6:31 am
The board should ensure that the company maintains written anti-fraud and anti-corruption policies that are clear and up to date, and that an [read post]
3 Dec 2009, 2:35 pm
 The members are appointed and may be removed (with some limits on that power) by the Securities and Exchange Commission. [read post]
November 30, 2009 – Environmental Law Settlements, Decisions, Regulatory Actions and Lawsuit Filings
30 Nov 2009, 9:25 am
Verizon voluntarily entered into a corporate audit agreement with the U.S. [read post]
30 Nov 2009, 9:21 am
Kristine Huskey left Shearman & Sterling to become the co-director of the National Security Clinic at UT Law School. [read post]
30 Nov 2009, 8:00 am
—The rules of the Commission under paragraph (1) shall permit a national securities exchange or a national securities association to exempt a category of issuers from the requirements under this section, as the national securities exchange or the national securities association determines is appropriate. [read post]
29 Nov 2009, 11:59 pm
Securities Fraud Suits Resurface The National Law Journal Plaintiffs lawyers are slapping public companies with securities class actions months or years after the alleged fraud came to light as they turn their attention away from cases related to the financial meltdown. [read post]
