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19 Jan 2011, 11:48 pm
The existence of such a class is in too great of contrast, too blandly optimistic, and too obviously calculated to please editors of large New York publishing houses, to enjoy substantial credibility.Real-life experience shows that there are artists and then there are artists. [read post]
19 Apr 2020, 1:26 pm
(Pix from New York Times HERE)(Pix Wikimedia)Like others, I recently noted ("Will COVID-19 infect the world order? [read post]
4 Oct 2007, 10:09 pm
There was something very strange going on as these three leaders met to exchange dark sentences. [read post]
16 Dec 2008, 5:07 pm
Jaffe's firm is on the same floor of a New York building as the Defendant's, according to securities filings. [read post]
3 Feb 2007, 10:50 am
"[17] The hearing on the shareholder list is scheduled for next week in New York[18], but the takeover battle is far from over. [read post]
21 May 2010, 6:15 am
It was formed from a merger of the National Association of Securities Dealers and the self-regulatory functions of the New York Stock Exchange. [read post]
1 Feb 2010, 6:36 am
Khuzami outlined five new initiatives to reorganize the Enforcement Division and modify the process for investigations. [read post]
20 Sep 2009, 1:25 pm
On August 26, 2009, the New York Stock Exchange (”NYSE”) filed proposed amendments to its corporate governance listing standards with the Securities and Exchange Commission (”SEC”). [read post]
5 Jan 2020, 2:52 pm
This mean that in 2019 about one out of every eleven U.S. exchange-listed company was hit with a securities suit. [read post]
5 Jan 2020, 2:52 pm
This mean that in 2019 about one out of every eleven U.S. exchange-listed company was hit with a securities suit. [read post]
23 Dec 2014, 12:52 pm
Bailey tried to refute the findings by calling in medical witnesses, but the New York toxicologist’s findings proved to be the final nail in the coffin for the doctor. [read post]
7 Nov 2010, 1:41 pm
., the new federal health care law), in which case it is thesis, or is instead simply seeking to codify purpose-independent rules that settle parties’ expectations and enable them to order their affairs in light of the information to which they alone are privy (e.g., the Uniform Commercial Code), in which case it is nomos. [read post]
18 Mar 2011, 10:04 am
Between 2003-2005, Herb somehow managed to become director of the New York Stock Exchange. [read post]
10 Oct 2023, 9:01 pm
[3] See Milton and Rose Friedman, Free to Choose, Chapter 1: The Power of the Market, Avon: New York, (1980), https://sites.oxy.edu/whitney/xaccess/ec101/friedman.html (“Prices facilitate “a simple exchange between two individuals . . . without central direction, without requiring people to speak to one another or to like one another, cooperat[ing] peacefully in one phase of their life while each one goesabout his own business in respect of everything else. [read post]
23 Apr 2009, 12:51 pm
Each branch office manager must pass a proficiency exam called the Series 30 exam unless the branch office manager is sponsored by a registered broker-dealer and is qualified to act as a branch office manager under the rules of either the New York Stock Exchange or the Financial Industry Regulatory Authority. [read post]
5 Apr 2009, 1:26 pm
Attorney’s office in the Eastern District of New York announced the criminal indictment of the two former portfolio managers.[14] In September 2008, the SEC filed civil charges against two brokers in connection with purchases for customers of more than $1 billion in auction rate securities. [read post]
17 Aug 2014, 1:22 pm
It is publicly owned and its shares are traded on the New York Stock Exchange, with whose Exchange listing rules Apparel Mart must comply. [read post]
22 Oct 2014, 8:49 am
Supreme Court upheld the decision of the New York Times and The Post to publish them. [read post]
19 Apr 2020, 7:00 am
Editor’s Note: The history of the modern jihadist movement is often the tale of different charismatic preachers and fighters, whose inspiring words and deeds—and whose pettiness and divisions—shaped the movement. [read post]
29 Jan 2019, 3:12 pm
Place of Filing: In terms of the place of filing, the 2018 filings, as has been the case for many years, were concentrated in the Second Circuit (which includes New York) and the Ninth Corcuit (which includes California). [read post]
