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5 Apr 2012, 6:38 am
Schapiro noted that the Commission now has Wall Street traders, asset managers, and quantitative analysts on staff alongside attorneys, economists and accountants and has more than doubled its training budget since 2009. [read post]
10 Mar 2009, 12:15 am
"...Quants say that they should not be blamed for the actions of traders. [read post]
19 May 2012, 12:56 pm
Traders in the London office of her unit made huge investments in extremely complicated financial instruments. [read post]
3 Jul 2012, 5:52 pm
These posters specify the rights of workers, and they seek to educate employees upon the authorities and the perks guaranteed to employees as workers of a particular company.Any organization that hires workers, whether the organization is a firm, a sole trader, a partnership, a multinational or even a franchise, is required to display labor law posters. [read post]
7 Oct 2016, 3:30 am
Baumgartel doesn’t quite put it this way, but she does argue that the manner in which the misappropriation theory has come to impose liability on traders who received their information in the context of personal and often intimate relationships while providing exculpation for professionals and managers who trade on that information satisfies neither the information-protective function of modern insider trading law nor the market fairness rationale that often is invoked. [read post]
4 Dec 2008, 5:07 pm
" and that using the marks enables M & S and Flower Direct "to free-ride upon the fame of the Trade Marks, thus conferring upon themselves and/or their goods or services an unfair advantage over the Claimants and/or other traders, and/or members of the public. [read post]
17 Apr 2012, 6:47 am
The opinion is particularly notable in that examines three independent bases for its substantive holding: (1) federal pre-emption under the Indian Trader Statutes; (2) federal pre-emption under the Indian Gaming Regulatory Act; and, (3) the balancing test that the US Supreme Court articulated in White Mountain Apache v. [read post]
8 Oct 2008, 9:28 pm
I was reading Frank Partnoy's 1997 book FIASCO: The Inside Story of a Wall Street Trader a few months ago and came across the passage below. [read post]
11 Sep 2009, 6:18 am
As for the specific subject of Krugman's post, which was French President Sarkozy's call for a carbon tax on imports, I think this proposal could be re-framed and re-structured as a non-discriminatory tax on all high carbon products, making it both more effective and less controversial to free traders. [read post]
14 Sep 2010, 7:10 am
September 10, 2010) In mass copyright infringement cases against alleged traders of copyrighted movies via Bittorrent, unknown defendants had no reasonable expectation of privacy in their subscriber information held by internet service provider. [read post]
14 Jun 2010, 3:21 pm
Part of Lewis’ answer, not referring to allegations against Goldman Sachs relating to John Paulson: A certain investment bank “was in the position of selling bonds to its customers created by its own traders, so they might bet against them. [read post]
28 Feb 2025, 8:49 am
traders?) [read post]
30 Sep 2016, 6:10 am
Drawing on the common law of fraudulent non-disclosure, the classical theory provides that insider trading is fraudulent when the trader owes fiduciary duties to the party on the other side of the trade. [read post]
24 Feb 2010, 4:00 am
NAFTA Traders, Inc.. [read post]
24 Jan 2022, 6:30 am
High-Level Summary for Shareholder Activists Proposed Section 10B of the Securities Exchange Act of 1934, as amended, is structured as a large trader position reporting rule that would be broadly applicable to security-based swap positions, including positions in equity-based swaps, debt-based swaps, security index-based swaps and various combinations thereof. [read post]
15 May 2012, 12:13 pm
The lesson of the JPMorgan loss may be that what defines hedging is not some esoteric definition, but the intent of traders and their supervisors. [read post]
17 Jul 2012, 2:00 pm
Furthermore, attempts by traders to control LIBOR on specific days will reveal more illegal activity. [read post]
3 Nov 2011, 4:29 am
It's a less obvious fit - there's a negligible lawyer character, played by Aasif Mandvi, but this film is about traders and risk (which it actually seems to understand, in contrast to some documentaries about the financial crisis I could name). [read post]
30 Apr 2009, 12:40 pm
Ferguson told her that he worked as a trader at the Chicago Board of Trade, but as their on-and-off relationship continued, she eventually concluded that he was really in the business of writing bad checks and using other people’s credit cards. [read post]
13 Jul 2007, 2:03 pm
. -- Trip to Trader Joe's. [read post]
