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31 Jan 2011, 12:05 pm by Kara OBrien
Established under the Dodd-Frank Act, the Financial Stability Oversight Council is tasked with providing comprehensive monitoring to ensure the stability of the U.S. [read post]
9 Oct 2009, 6:13 am by Susan Brenner
Swoyer and Postal Inspector Frank Busch interviewed Defendant on March 15, 2007. [read post]
10 May 2019, 7:05 am by Unknown
  Today’s proposals reflect an important step forward in the Commission’s efforts to stand up the Dodd-Frank Title VII regulatory regime. [read post]
21 Feb 2010, 4:37 pm
What changed in 1999 was simply that federally insured commercial banks could now affiliate with -- i.e., could be owned by the same parent company as -- investment banks, on the understanding that the commercial banks themselves would continue to operate and be regulated as before. [read post]
4 Dec 2010, 7:31 am by William Carleton
A press release heralding the Senate’s action remains available, as of this writing, on the website of the Senate Banking Committee. [read post]
22 May 2015, 6:27 am by John Jascob
During Wednesday’s mark-up session, much of the discussion focused not on the bills under consideration, but on the renewal of the charter of the Export-Import Bank (see the Securities Regulation Daily wrap-up for May 20, 2015). [read post]
23 Nov 2021, 7:41 am by John Jascob
The transactions are usually facilitated by a third party, such as a custodial bank or specialist agent lender.Under the Dodd-Frank Act, the Commission has the authority to increase the transparency of both the loaning or borrowing securities and of the information available to brokers, dealers, and investors. [read post]
24 Jun 2013, 12:58 pm by Jennifer Granick
  As just one example, the government began a comprehensive investigation of Frank Quattrone for investment capital mismanagement. [read post]
29 May 2024, 9:05 pm by renholding
Yet, the rise of the power, experience, and investment appetite of private credit funds has fueled a striking revival, with such funds comprising a market currently estimated at $2.1 trillion[1] and projected to grow to $2.3 trillion by 2027.[2] The gradual and continuous migration from public to private markets has also been driven by banking regulation in the aftermath of the financial crisis (e.g., The Dodd-Frank Act 2010, The Basel Framework). [read post]
18 Apr 2007, 1:14 am
The Court found that the National Banking Act pre-empts state regulation of banks -- and that the pre-emption extends to their subsidiaries, which are "equivalent" to the banks. [read post]
8 May 2013, 3:05 pm by Jean Braucher
Watt during the Dodd-Frank financial overhaul. [read post]
31 Oct 2011, 3:06 am by Sean Hayes
  That is if you really want to make money.The post is by Frank Caruso. [read post]
26 Jan 2017, 2:33 pm by Barbara S. Mishkin
  One motion was filed by Democratic lawmakers Senator Sherrod Brown and Representative Maxine Waters who are, respectively, the Ranking Members of the Senate Banking Committee and the House Financial Services Committee. [read post]
8 Sep 2010, 5:00 am by Doug Cornelius
” Dodd-Frank Wall Street Reform and Consumer Protection (Dodd-Frank) Act, Pub. [read post]
13 Oct 2011, 5:02 am by Doug Cornelius
These are not the grand, sweeping changes of Dodd-Frank. [read post]
16 May 2012, 7:36 am
The rule would apply, of course, to all loan originators, such as banks, credit unions, mortgage brokerage firms, and non-profit mortgage originators. [read post]
7 Oct 2011, 1:33 pm by James Hamilton
The legislation would also extend the July 16, 2011 deadline for the regulatory implementation of Title VII of the Dodd-Frank Act to July 16, 2012. [read post]
18 Sep 2018, 2:26 pm by zamansky
Unfortunately, in the past several years, those protections have been rolled back and the Dodd-Frank Act eviscerated. [read post]