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11 Oct 2011, 4:30 am
In a letter to the SEC and banking agencies implementing the Volcker Rule in Section 619 of the Dodd-Frank Act, prominent House Democrats decried the broad exceptions from the ban on proprietary trading in the leaked draft proposal of the implementing regulations. [read post]
11 Oct 2011, 2:00 am
The rule is part of the Dodd-Frank Act and restricts the proprietary trading and private investment fund activities of U.S. banks and bank affiliates, as well as foreign banks with banking operations in the United States (collectively, “banking entities”). [read post]
10 Oct 2011, 11:00 pm
Ironically, the new fees are the result of The Dodd-Frank Act and the creation of the CFPB which was initially supposed to reform Wall Street but now sees itself as providing consumer protection. [read post]
10 Oct 2011, 3:56 pm
"The banks are trying to shoehorn an affordability fix into a negative equity problem," said Frank Pallotta, a managing partner of the Loan Value Group, which runs the homeowner incentive program used by PMI. [read post]
10 Oct 2011, 1:45 pm
In a letter to the SEC and CFTC, the American Banking Association urged the Commissions to exclude stable value contracts from the definition of a “swap” under the Dodd-Frank Act because stable value products are wholly unrelated to the transactions that Congress sought to regulate through Title VII of the Act. [read post]
10 Oct 2011, 11:36 am
The Volcker Rule is considered Dodd-Frank’s answer to the Glass–Steagall Act, and was included in the Act as a way to limit the overlap between commercial and investment banking. [read post]
10 Oct 2011, 2:34 am
Three Orders Focused on New Hedge Fund Regulations On June 11, 2011, Connecticut Department of Banking issued three orders relating to Connecticut investment adviser registration requirements in response to the SEC issuing final hedge fund registration regulations required by the Dodd-Frank Act. [read post]
8 Oct 2011, 9:45 am
At this informative event, professionals from the industry will discuss various hot topics including: Registration requirements Restructuring considerations Implementation and best practices Focus areas of SEC examinations Cost effective ways to comply with Dodd-Frank Featured Panelists Winston Wilson - National Financial Services Sector Leader, Grant Thornton LLP Mark Catalano - Director, Deutsche Bank, Alternative Fund Services Chris Lombardy - Member,… [read post]
8 Oct 2011, 8:13 am
” Individuals with a wide range of political commitments want to break up megabanks, or engage in more fundamental reform than contemplated in Dodd-Frank. [read post]
8 Oct 2011, 8:13 am
” Individuals with a wide range of political commitments want to break up megabanks, or engage in more fundamental reform than contemplated in Dodd-Frank. [read post]
7 Oct 2011, 10:59 pm
She is also said to have converted Clovis, king of the pagan Franks, to Christianity. [read post]
7 Oct 2011, 3:59 pm
Arguably one of the more controversial aspects of Dodd-Frank, the Rule was championed by former Federal Reserve Chairman Paul Volcker, who argued that trading by banks for their own profit, an activity known as proprietary trading, encouraged financial institutions to take excessive risks. [read post]
7 Oct 2011, 1:33 pm
The legislation would also extend the July 16, 2011 deadline for the regulatory implementation of Title VII of the Dodd-Frank Act to July 16, 2012. [read post]
7 Oct 2011, 9:21 am
Lobbyists are rolling back Dodd-Frank before it’s even implemented, and they’re occupying Wall Street. [read post]
7 Oct 2011, 7:51 am
The fact no one seems to know Morgan’s exposure to European banks or derivatives – or that of most other giant Wall Street banks – shows Dodd-Frank didn’t go nearly far enough. [read post]
6 Oct 2011, 9:20 pm
Earlier today, Occupy LA protested in front of a branch of Chase bank (the sign featured in the article’s photograph stated, “tax the rich,” building on my prior post) [full-disclosure: since leaving JPMorgan, I no longer have a direct equity interest in the bank]. [read post]
6 Oct 2011, 9:23 am
Davis & Associates, as they take a look at banking laws after the so-called ‘Dodd-Frank reform,’ pending litigation relating to banking and try to examine this wave of dissatisfaction with our financial systems. [read post]
6 Oct 2011, 8:38 am
The former attorney general of Ohio, Cordray was nominated by President Obama in July to head the agency, which was created by the Dodd-Frank financial reform law and is charged with policing consumer financial markets for unfair, deceptive or abusive practices. [read post]
6 Oct 2011, 8:22 am
Walther to be a Member of the Board of Directors, Export-Import Bank of the United States. [read post]
6 Oct 2011, 7:39 am
A cnformation vote is viewed as critical to implementing this Title V of the Dodd-Frank Act so that it fully protects consumers from hidden fees and abusive practices. [read post]
