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5 Sep 2018, 8:22 am
Last week SEC Chair Jay Clayton announced that the SEC has begun a study to completely revise the matrix of laws and rules that permit the sale of securities without filing a Federal prospectus. [read post]
4 Sep 2018, 3:35 pm
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
4 Sep 2018, 12:50 pm
Casto’s books, Foreign Affairs and the Constitution in the Age of the Fighting Sail and The Supreme Court in the Early Republic: The Chief Justiceships of John Jay and Oliver Ellsworth, are cited in the following article: Scott Ingram, Presidents, Politics, and Pardons: Washington’s Original (Mis?) [read post]
4 Sep 2018, 2:57 am
As noted in this WSJ article, SEC Chair Jay Clayton recently noted in this speech that a concept release on capital formation is on the way. [read post]
3 Sep 2018, 4:49 pm
September is here. [read post]
30 Aug 2018, 4:49 pm
September is here. [read post]
30 Aug 2018, 10:21 am
Jay Inslee said. [read post]
30 Aug 2018, 8:29 am
Posted by Jay Clayton, U.S. [read post]
29 Aug 2018, 12:01 pm
In a letter dated August 21, 2018, to SEC Chairman Jay Clayton, a coalition of 133 public advocacy groups called “Secure Our Savings” (SOS)—spearheaded by Paul Bland, Executive Director of Public Justice, a national nonprofit legal advocacy organization—argued that forcing allegedly defrauded shareholders to arbitrate their claims individually would eliminate the deterrent effect of class action shareholder lawsuits and the opportunity for investors to recover their… [read post]
29 Aug 2018, 8:17 am
The comment letter also calls for an outright ban on sales contests at broker-dealers, a position that SEC Chairman Jay Clayton shares, according to a recent statement. [read post]
29 Aug 2018, 7:54 am
In an op-ed for National Review, Jay P. [read post]
29 Aug 2018, 5:20 am
“Brett Kavanaugh Is a Mensch; The Supreme Court nominee is thorough, fair-minded, and committed to religious freedom for all”: Attorney Jay P. [read post]
28 Aug 2018, 2:11 pm
Jay Rockefeller voted in favor of confirming Kennedy, Chief Justice Roberts and Justice David Souter. [read post]
24 Aug 2018, 12:05 pm
The Dallas News reported that the Harris County Sheriff's captain, Jay Oliver Coons, "reviews use-of-force cases at the sheriff's department. [read post]
24 Aug 2018, 6:06 am
Springer, Gibson, Dunn & Crutcher LLP, on Wednesday, August 22, 2018 Tags: Banks, Capital requirements, Charter & bylaws, Consumer protection, Dodd-Frank Act, Financial institutions, Financial regulation, Financial technology, OCC, Risk, Stress tests Statement on Investor Roundtables Regarding Standards of Conduct for Investment Professionals Rulemaking Posted by Jay Clayton, U.S. [read post]
23 Aug 2018, 7:03 am
SEC Chairman Jay Clayton says the new SEC proposal ‘is definitely a fiduciary principle,’ but if that is the case, the SEC should say so explicitly in the final rule, rather than using a vague best-interest standard that isn’t currently defined. [read post]
23 Aug 2018, 3:00 am
The article says that during the Obama administration, the SEC issued 44 climate change-related comment letters, while the SEC under Chairman Jay Clayton hasn’t issued any. [read post]
22 Aug 2018, 10:30 am
Posted by Jay Clayton, U.S. [read post]
22 Aug 2018, 7:22 am
By Jay Fishman, J.D. [read post]
22 Aug 2018, 1:01 am
Modesto CA Community Events I’m Ed Smith, a Modesto Personal Injury Lawyer. [read post]