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29 Nov 2009, 11:47 pm
Why Russian Corporate Law is Different? [read post]
27 Nov 2009, 1:23 am
Securities Fraud Suits Resurface The National Law Journal Plaintiffs lawyers are slapping public companies with securities class actions months or years after the alleged fraud came to light as they turn their attention away from cases related to the financial meltdown. [read post]
26 Nov 2009, 7:15 pm
Updated for two additional notes to the SEC at bottom of post To the Securities and Exchange Commission: Recently, Overstock.com (NASDAQ: OSTK) CEO Patrick M. [read post]
24 Nov 2009, 2:04 pm
 Now national auditing firm Grant Thornton is calling Patrick Byrne and his clowns liars. [read post]
21 Nov 2009, 4:14 pm
To the Securities and Exchange Commission: On November 18, 2009, Overstock.com (NASDAQ: OSTK) held conference call where CEO Patrick M. [read post]
19 Nov 2009, 6:26 am
The goals of resolution authority require a clear and detailed statutory framework. [read post]
18 Nov 2009, 3:38 pm
This is the second time that the ATA has tried to extricate itself from essential spending; earlier this year it successfully lobbied Congress to exempt itself from having to contribute towards spending by the Travel Promotion Corporation. [read post]
18 Nov 2009, 1:07 am
As reflected in Susan Sclafane’s November 17, 2009 National Underwriter article (here), Madoff apparently had for years refused to buy D&O insurance, and instead carried only a $25 million financial institutions bond because he was required to do so by participants in his legitimate clearing trade business. [read post]
18 Nov 2009, 12:29 am
Controversial 7th Circuit Nominee Clears Senate Hurdle The National Law Journal The U.S. [read post]
15 Nov 2009, 10:16 am
The task of mitigating this clash falls on the shoulders of regulators at the Securities and Exchange Commission and the Financial Accounting Standards Board. [read post]
12 Nov 2009, 3:26 pm
In the last three years, Singapore secured a solid FTA with India. [read post]
12 Nov 2009, 7:20 am
Opponents of full opt-out frequently relied on the premise that other SEC prescriptive rules do not permit any form of opt-out and the Securities Exchange Act of 1934 itself contains an anti-waiver provision. [read post]
10 Nov 2009, 11:00 am
The $25 million trigger for state regulation was set in the National Securities Markets Improvement Act of 1996. [read post]
9 Nov 2009, 12:00 am
Corporate Counsel
Why did Bank of America Corp. fire its general counsel last December in the middle of a controversial merger? [read post]
8 Nov 2009, 7:44 pm
(Business IP and Intangible Assets Report and Blog) Intangible asset valuation frustration-skepticism (Business IP and Intangible Assets Report and Blog) Raising finance from intellectual assets is on the rise, but more needs to be done (IAM) Advisory Committee on Enforcement meeting: IP enforcement work at WIPO gets boost from developing nations (IP Watch) WTO to extend moratorium on non-violation cases, e-commerce taxes (IP Watch) Slow but steady progress in IP's move to the… [read post]
8 Nov 2009, 7:44 pm
(Business IP and Intangible Assets Report and Blog) Intangible asset valuation frustration-skepticism (Business IP and Intangible Assets Report and Blog) Raising finance from intellectual assets is on the rise, but more needs to be done (IAM) Advisory Committee on Enforcement meeting: IP enforcement work at WIPO gets boost from developing nations (IP Watch) WTO to extend moratorium on non-violation cases, e-commerce taxes (IP Watch) Slow but steady progress in IP’s move to the… [read post]
8 Nov 2009, 7:44 pm
(Business IP and Intangible Assets Report and Blog) Intangible asset valuation frustration-skepticism (Business IP and Intangible Assets Report and Blog) Raising finance from intellectual assets is on the rise, but more needs to be done (IAM) Advisory Committee on Enforcement meeting: IP enforcement work at WIPO gets boost from developing nations (IP Watch) WTO to extend moratorium on non-violation cases, e-commerce taxes (IP Watch) Slow but steady progress in IP’s move to the… [read post]
6 Nov 2009, 10:19 am
May, a ca corporate attorney,' and the legal advice conveyed therein. [read post]
6 Nov 2009, 12:09 am
And the SEC has made clear that it wants blood from the largely unregulated hedge fund industry. [read post]
5 Nov 2009, 11:10 am
The $25 million trigger for state regulation was set in the National Securities Markets Improvement Act of 1996.An amendment offered by Ranking Member Bachus would permit the SEC to delegate responsibility to the broker-dealer SRO, FINRA, to enforce compliance by its members and associated persons with the provisions of the Act. [read post]
