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7 Aug 2007, 11:03 am
JUNE 15, 2007: NYSE FINED MORGAN STANLEY $500 THOUSAND FOR FAILURE TO SUPERVISE On June 15, 2007, the New York Stock Exchange fined Morgan Stanley $500,000 for failing to supervise a group of registered representative in its midtown Manhattan office. [read post]
26 Feb 2007, 3:36 pm
With these long-term and very informed investors, we can execute a new strategy that will allow us to reshape TXU's program to build new electric-generation units," Wilder continued. [read post]
19 Sep 2023, 7:58 am
By Atreya Mathur With the advent of technology, artificial intelligence, new means to create art, and the many copyright, contractual, and ownership issues that arise from it all, it’s interesting to think about what creatives can do with the law and without it to protect better (or monetize) their work. [read post]
7 Jun 2016, 3:58 pm
., have filed a petition with the Supreme Court of the United States asking for the Court to address wildly different practices followed by federal district courts in California and New York when it comes to motions to remand Section 11 cases that had initially been filed in state court. [read post]
6 Oct 2018, 1:00 am
If you’re interested, the reasons why they’re able to offer you free stock trading is not because of the democratization of the Internet. [read post]
9 Apr 2024, 12:06 am
And in between, he ran for statewide office in New York. [read post]
23 Sep 2007, 2:47 pm
The story was also picked up by their sister site law.com as well as footnoted in The New York Times' "DealBook. [read post]
6 Apr 2008, 5:33 pm
Securities and Exchange Commission complaint against the pharmaceutical company. [read post]
15 Aug 2019, 8:41 am
Supp. 3d 393 (S.D.N.Y. 2018) (Amazon is not a “seller” under New York law and cannot be strictly liable for defective products sold on its website). [read post]
29 Mar 2010, 2:49 am
Voluntary markets like the Regional Greenhouse Gas Initiative (RGGI), the Chicago Climate Exchange, and the Western Climate Initiative show that there continues to be strong interest in the cap and trade system. [read post]
16 May 2022, 9:01 pm
None of this is new. [read post]
20 Dec 2019, 2:00 am
Connecticut, Minnesota, Vermont, and New York will see increases in their estate tax exemptions (taxpayer-friendly provisions), while Hawaii’s estate tax will become more burdensome. [read post]
20 Jun 2011, 1:17 am
While the MOJ notes that the courts are the final arbiter of this determination, the Government itself does not expect that companies merely listed on the London Stock Exchange without a "demonstrable business presence" in the U.K. are subject to liability under Section 7 of the Act. [read post]
3 Oct 2023, 9:01 pm
The Company’s stock price decreased by approximately 21% the day after this announcement. [read post]
2 Feb 2011, 10:32 am
A widely published AP report, "AP Finds Execution-Drug Shortage Widespread in US," is available from the New York Times and Denver Post, among others. [read post]
15 Oct 2011, 9:07 am
Wall Street By Steve Fraser, cross-posted from Tom Dispatch Occupy Wall Street, the ongoing demonstration-cum-sleep-in that began a month ago not far from the New York Stock Exchange and has since spread like wildfire to cities around the country, may be a game-changer. [read post]
21 Jul 2008, 2:41 pm
The Yale School of Management's Stock Market Confidence Index (the one-year outlook) for individual investors also hit its low point for the decade in April. [read post]
26 Dec 2013, 6:56 pm
New Employee Smart Phone App New Tool In Labor Department’s Aggressive Wage & Hour Law Enforcement Campaign Against Restaurant & Other Employers. [read post]
28 Feb 2022, 12:06 pm
The Lawsuit In the following weeks, plaintiff shareholders filed a series of lawsuits in the Eastern District of New York against Chembio. [read post]
21 Jan 2009, 1:46 am
" FINRA was formed in 2007, as a combination of two prior investor protection bodies, the regulation and enforcement branch of the New York Stock Exchange and the NASD, which had a regulatory function. [read post]
