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23 Mar 2007, 1:42 pm
The New York Post got to the story on Tuesday, with followups here and here. [read post]
16 Mar 2007, 9:00 am
That resolution was submitted by investor William Steiner of Piermont, New York. [read post]
15 Mar 2007, 4:03 pm
Days after the subprime lender was delisted from the New York Stock Exchange, the AG got a restraining order to stop the failing company from accelerating foreclosures to help prevent its own bankruptcy. [read post]
13 Mar 2007, 11:08 pm
The regulatory arm of the New York Stock Exchange says UBS Securities is being fined $95,000 for canceling or entering limit-on-close and market-on-close orders in a number of securities after relevant cut-off times. [read post]
13 Mar 2007, 9:31 am
On the ballot at Hewlett-Packard's annual meeting is a proposed bylaw offered by the American Federation of State, County, and Municipal Employees (AFSCME) and the state pension funds from New York, Connecticut, and North Carolina. [read post]
13 Mar 2007, 6:25 am
Absent alleging a primary violation of §10(b), a §20A claim can not survive attack.Finally, the court held that a punitive damages claim may not stand as a separate cause of action for pleading purposes under New York law, and, ultimately, denied plaintiffs the ability to replead their claims since their case was “fundamentally without merit. [read post]
9 Mar 2007, 6:49 am
Junk is based in New York, Laurent is based in Chicago and Shnier is based in Los Angeles. [read post]
8 Mar 2007, 6:48 am
Here are stories from the New York Post and WaPo. [read post]
7 Mar 2007, 8:10 am
A report issued by Goldman Sachs on Feb. 14 contradicted the rationalizations of the SEC, the Bush administration, Republican New York Mayor Michael Bloomberg, and U.S. [read post]
4 Mar 2007, 5:24 pm
New York Attorney General Andrew Cuomo is bringing in a hired gun to help it try its high-profile suit against former New York Stock Exchange CEO Dick Grasso, along with other cases. [read post]
2 Mar 2007, 4:06 pm
Tuesday, just after the New York Stock Exchange bounced in and out of the 500 point pothole, an interesting item appeared on the blog site for the U.S. [read post]
26 Feb 2007, 3:36 pm
With these long-term and very informed investors, we can execute a new strategy that will allow us to reshape TXU's program to build new electric-generation units," Wilder continued. [read post]
26 Feb 2007, 2:52 am
Recently, a number of members have asked about NYSE Rule 203.01, as they wonder why companies listed on the New York Stock Exchange haven't been issuing press releases when they've filed their Form 10-K with the SEC (indicating that the 10-K is available from their website, etc). [read post]
25 Feb 2007, 6:12 pm
Recently, a number of members have asked about NYSE Rule 203.01, as they wonder why companies listed on the New York Stock Exchange haven't been issuing press releases when... [read post]
23 Feb 2007, 10:58 am
As grimly illustrated by a Barron’s cover story last November — the one headlined “Death on the Floor,” with the suit-wearing skeleton standing in the middle of the New York Stock Exchange — these are perilous times for stock specialists. [read post]
23 Feb 2007, 8:46 am
Securities and Exchange Commission's new rules on executive pay disclosure. [read post]
22 Feb 2007, 1:48 pm
On this news, shares of New Century Financial fell 35%, to $19.58 on the New York Stock Exchange. [read post]
22 Feb 2007, 2:44 am
District Judge Denny Chin reversed the securities fraud convictions of New York Stock Exchange floor broker David Finnerty, another in a series of setbacks in high-profile securities fraud prosecutions that began with a big splash and seems to be... [read post]
22 Feb 2007, 12:30 am
Garcia, a federal judge has taken the rare step of reversing a jury verdict convicting a former New York Stock Exchange trading specialist of securities fraud in a scheme known as "interpositioning. [read post]
21 Feb 2007, 8:13 am
In the latest setback for the government’s trading-abuses prosecution at the New York Stock Exchange, a federal judge threw out the criminal conviction last year of a former floor trader found guilty of making improper trades in customers’ accounts. [read post]
