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26 Jul 2010, 3:51 am
However, it is possible to draw a few conclusions based on the information given:- prudential regulation of insurers will be undertaken by the Prudential Regulatory Authority (PRA), a subsidiary of the Bank of England;- insurers' consumer-focused activities will be regulated by the Consumer Protection and Markets Authority (CPMA) (although this is described in the consultation paper as a "working title"), meaning that retail insurers will effectively have two regulators;- insurance… [read post]
12 Jan 2011, 2:51 pm by Brad Jenkins
"This strong financial support will allow us to pursue several growth initiatives and further differentiate the Ivize service offerings in our 14 regional markets," said Ron Self, president and CEO. [read post]
12 Jan 2011, 2:51 pm by Brad Jenkins
"This strong financial support will allow us to pursue several growth initiatives and further differentiate the Ivize service offerings in our 14 regional markets," said Ron Self, president and CEO. [read post]
18 May 2022, 9:01 pm by Gary Gensler
This request would allow us to maintain current services, add full-time equivalents in critical growth areas, and devote more resources to technology. [read post]
5 Sep 2019, 5:50 am by Barbara S. Mishkin
 Alan Kaplinsky, who leads the firm’s Consumer Financial Services Group, moderated the webinar. [read post]
27 Aug 2020, 1:47 pm by karp
The new measure is certainly needed: According to the National Adult Protective Services Association, financial exploitation of seniors is a fast-growing phenomenon. [read post]
6 Sep 2017, 7:39 am by Pavitra Bacon
The bill would also provide that the Consumer Financial Protections Bureau (CFPB) cannot exercise supervisory or enforcement authority over attorneys engaged in the practice of law who do not offer or provide consumer financial products or services. [read post]
14 Aug 2019, 7:16 am by Keith Powell
Investment Advisory Services offered through SCF Investment Advisors, Inc. 155 E Shaw Ave., Suite 102, Fresno, CA 93710 * (800) 955-2517. [read post]
3 Aug 2018, 6:49 am by Staff Attorney
  Such disclosures on a broker’s record can reveal a financial incentive for the broker to recommend high commission products or services. [read post]
11 Jul 2018, 5:49 am by Silver Law Group
From 2011 to 2017, it was revealed that Glick misappropriated funds through the three financial services and accounting firms he owned in Orland Park, Illinois: Glick & Associates Ltd., Glick Accounting Services Inc., and Financial Management Strategies, Inc. [read post]
6 Jan 2015, 8:00 am
The appeals court held that the financial disclosure statutes only were intended to apply after service of a divorce petition. [read post]
23 Nov 2016, 1:26 pm by Adam Weinstein
  From August 2015 through October 2016, DiGaetano was associated with Summit Brokerage Services, Inc. [read post]
4 Apr 2012, 7:14 am by Ryan Blay
It’s worth noting that for all of the poor homeowners here unfortunate to have Ocwen Financial servicing their loans:  you’re in the same boat as a lot of people. [read post]
16 Jul 2020, 7:43 am by BrpFamilyLawAdmin
UTMA accounts are similar to UGMA accounts in that they satisfy Internal Revenue Service gift tax rules for granting up to $14,000 per year to another person tax-free. [read post]
16 Jul 2020, 7:43 am by BrpFamilyLawAdmin
UTMA accounts are similar to UGMA accounts in that they satisfy Internal Revenue Service gift tax rules for granting up to $14,000 per year to another person tax-free. [read post]
17 May 2021, 11:35 am by Iorio Altamirano
  He has also been affiliated with Primerica Financial Services, an affiliate of PFS Investments. [read post]
9 Dec 2020, 4:51 pm by Sabrina I. Pacifici
For example, when consumers access a financial institution’s website and use mobile or online services, banks and credit unions collect information about their social media and browsing activities, type of computer or mobile device, and network address. [read post]