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3 Apr 2013, 8:19 am by James Hamilton
In proposing regulations on cross-border derivatives transactions and assessing the equivalence of the U.S. and other non-E.U. regulatory regimes, the European Securities and Markets Authority must drill down past internationally agreed-upon principles to detailed regulations. [read post]
27 Dec 2011, 12:27 am by Kevin LaCroix
But, she also speculates, “absent a major change,” the concerns associated with the proliferation of multi-jurisdiction M&A related litigation “is likely to come to the attention of Congress. [read post]
20 Sep 2018, 6:02 am by Green, Schafle & Gibbs
SEC Takes Down Ponzi-Like Operation Involving 230 InvestorsThe SEC (Securities Exchange Commission) announced today that it has obtained a court order to shut down a major investment operation worth approximately $345 million. [read post]
16 May 2016, 8:00 pm by Gerald J. Ferguson
  The majority of incidents we reported – nearly a third – were caused by employee negligence or malfeasance, with hacking and malware a close second. [read post]
14 Jun 2016, 11:25 am by Michael Geist
Yet the soft framing turns what should be a major story and source of concern into something largely ignored by the general public. [read post]
20 Apr 2015, 7:14 am by Adam Weinstein
Morgan Securities LLC (JP Morgan), accusing him of stealing at least $20 million from customers to fund his own brokerage accounts and then spending the majority of the money in highly unprofitable options trading. [read post]
6 Feb 2015, 9:18 am by Wystan Ackerman
Significantly, the majority further found that standing was satisfied because “[t]o the extent that it is necessary that each and every member of the class who secures a recovery also has standing, the requirement will be satisfied – only injured class members will recover. [read post]
6 Feb 2015, 9:18 am by Wystan Ackerman
Significantly, the majority further found that standing was satisfied because “[t]o the extent that it is necessary that each and every member of the class who secures a recovery also has standing, the requirement will be satisfied – only injured class members will recover. [read post]
8 Mar 2007, 10:20 am
A federal judge has frozen $3 million belonging to an Eastern European cyber-ring in an online stock manipulation case involving seven major brokerages, the largest asset freeze to date in such cases. [read post]
9 Mar 2010, 9:52 pm by Patent Docs
However, survey respondents also indicated that they secured fewer patents, entered into fewer licensing agreements, and saw the introduction of fewer new products during the survey period. [read post]
14 Jul 2009, 8:58 am
Responding to concerns voiced by shareholder activists and others, the Securities and Exchange Commission has approved a rule change by the New York Stock Exchange that eliminates broker discretionary voting in uncontested elections for directors. [read post]
22 Aug 2011, 7:54 am by Matthew Kolken
Last week the American Immigration Lawyers Association (AILA) released a report entitled "Immigration Enforcement Off Target - Minor Offenses with Major Consequences" that examines the Secure Communities program. [read post]
11 Dec 2008, 3:14 pm by Lawrence Gostin
A major initiative by the new President on Global Health Diplomacy would help transform America’s world image. [read post]
18 Oct 2016, 5:46 pm by Sabrina I. Pacifici
.), chairman of the Senate Homeland Security and Governmental Affairs Committee, and Sen. [read post]
27 Jun 2008, 11:26 am
1066 and all that...Labour came a humiliating fifth place behind the BNP and the Greens last night in the Henley by-election caused by Boris Johnson's election as London Mayor.Gordon Brown's first anniversary as Labour leader began with the party securing only 1,066 votes, losing its £500 deposit, and having its working majority in the House of Commons cut to 65, as John Howell, the Conservative candidate, succeeded Mr Johnson in the Oxfordshire seat.1066 and all… [read post]
25 Mar 2015, 9:15 pm by Walter Olson
The Target Corporation’s settlement of class action litigation over a major consumer data security breach is not as groundbreaking as all that, and in particular falls far short of the enormous liability payouts that were being talked of for a while [Paul Karlsgodt; Minnesota Public Radio] It does however feature attorney’s fee payouts “not to exceed $6.75 million, which is on the high end of the historical range” [Paul Bond, Lisa Kim, and Christine… [read post]
16 Dec 2011, 2:03 pm by Hunton & Williams LLP
Sotto, partner and head of the Global Privacy and Data Security practice at Hunton & Williams LLP. [read post]
17 Mar 2011, 3:00 pm by Justin McLachlan
Jonathan Weil says at Bloomberg.com that the Securities and Exchange Commission is jumping through hoops to not accuse any of the country's major financial firms of cooking their books, despite the obvious evidence in front of them. [read post]
7 Dec 2010, 5:49 am
In fact, law firms, normally immune from employment lawsuits, are now major targets by female and minority lawyers. [read post]