Search for: "National Securities Clearing Corporation"
Results 3341 - 3360
of 3,677
Sort by Relevance
|
Sort by Date
4 Nov 2009, 2:52 pm
Recommendation 28: The Office of Compliance Inspections and Examinations examination staff should be required to verify a test sample of trading or balance data with counterparties and other independent third parties such as Financial Industry Regulatory Authority, Depository Trust Company, or National Securities Clearing Corporation whenever there are specific allegations of fraud involved in an examination. [read post]
3 Nov 2009, 7:22 am
The Proposal notes the Federal Reserve's intention to work with other nations to achieve a "level playing field". [read post]
27 Oct 2009, 5:30 pm
Strong Corporate Governance - Banking organizations should have strong and effective corporate governance to help ensure sound compensation practices. [read post]
27 Oct 2009, 1:19 am
Judge Cleared of Sex Abuse in Inmate Spanking
The Associated Press
A former Alabama judge was cleared Monday of charges that he spanked and sexually abused male inmates. [read post]
26 Oct 2009, 5:02 am
Filings with the Securities and Exchange Commission include salaries for certain private sector corporate employees. [read post]
22 Oct 2009, 6:01 am
After the last great financial crisis facing the nation, President Roosevelt called for transparency in the futures and securities marketplaces. [read post]
22 Oct 2009, 1:42 am
Madoff Investment Securities LLC. [read post]
20 Oct 2009, 10:00 am
Nor is what is "evil" always clear. [read post]
17 Oct 2009, 5:22 pm
Win, lose, settle, enjoin (at Charon QC) or simply give up (6 Ways We Gave Up Our Privacy at CSO Security and Risk). [read post]
16 Oct 2009, 6:15 am
In 2006, he and his private-equity firm, Accretive LLC, set out to acquire a stake in the National Arbitration Forum, the nation's largest consumer-debt-arbitration body. [read post]
6 Oct 2009, 6:25 pm
And so do the hopes of individuals victimized by the knowing actions of multinational corporations end not with a bang, but a whimper. [read post]
25 Sep 2009, 10:34 am
In general, works of art that have clear and traceable provenance will more likely be authentic. [read post]
25 Sep 2009, 8:34 am
In general, works of art that have clear and traceable provenance will more likely be authentic. [read post]
25 Sep 2009, 6:01 am
Public coffers throughout the nation are poorer for it. [read post]
24 Sep 2009, 2:05 pm
This body could be comprised of representatives from the relevant institutions: the federal Department of Finance, the Canadian Securities Commission (to be formed), OSFI, the Canada Deposit Insurance Corporation, the Financial Consumer Agency of Canada and the Bank of Canada. [read post]
23 Sep 2009, 5:46 pm
Director General Bisignani has presented several policy recommendations to help in the recovery of the U.S. aviation industry in the areas of safety, security, environment and commercial freedoms, which include putting the NextGen system on a “fast track” to reduce delays at airports and airport emissions. 9/18/09, San Francisco Foreign Policy Examiner, http://bit.ly/LpoGt Boston airport prepares nation’s first green runway. [read post]
23 Sep 2009, 4:00 am
A fast-growing FBI data-mining system billed as a tool for hunting terrorists is being used in hacker and domestic criminal investigations, and now contains tens of thousands of records from private corporate databases, including car-rental companies, large hotel chains and at least one national department store, declassified documents obtained by Wired.com show. [read post]
22 Sep 2009, 8:27 am
The additional changes include: (i) the removal of U.S. dollar cash as an acceptable form of collateral for the participant funds for New York Link and DTC Direct Link; (ii) an adjustment of the collateral requirement deadlines for the National Securities Clearing Corporation (NSCC) participant fund for New York Link participants; (iii) the adjustment of the deadline for participants to request the withdrawal of excess cash… [read post]
16 Sep 2009, 1:32 am
Corporate Counsel
Why did Bank of America Corp. fire its general counsel last December in the middle of a controversial merger? [read post]
13 Sep 2009, 7:24 pm
It shall be unlawful for any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud, (b) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (c) To… [read post]
