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20 Jun 2011, 3:00 am by Peter A. Mahler
In New York, P.C.s are governed by the same general provisions of the Business Corporation Law (BCL) applicable to all for-profit business corporations, including Articles 10 and 11 of the BCL governing voluntary and judicial dissolution. [read post]
2 Oct 2014, 3:44 pm by Cathy Holmes
The cost of compliance with these registration and reporting requirements is so great that typically only the largest investment funds that seek to raise funds in the U.S. public stock markets will seek to qualify under the ICA. [read post]
2 Nov 2009, 8:05 am
Baring’s chief Singapore trader, Nick Leeson, bought several exchange-traded futures contracts based on the Nikkei average and traded on the Tokyo Stock Exchange. [read post]
2 Nov 2009, 8:03 am
Baring’s chief Singapore trader, Nick Leeson, bought several exchange-traded futures contracts based on the Nikkei average and traded on the Tokyo Stock Exchange. [read post]
8 Jun 2010, 6:10 am
The United States District Court for the Southern District of New York granted Amex's motion to dismiss. [read post]
17 Nov 2022, 6:30 am
When the attack (known as “Sunburst”) was disclosed, SolarWinds’ stock price dropped by 40%. [read post]
2 Jan 2012, 2:31 pm by Francis Pileggi
  This opinion determined that directors breached their fiduciary duties when issuing additional stock and as a result were not entitled to vote in connection with the removal of the incumbent board and the election of the new directors. [read post]
17 Nov 2022, 6:30 am
When the attack (known as “Sunburst”) was disclosed, SolarWinds’ stock price dropped by 40%. [read post]
9 Jun 2020, 12:26 pm by Kevin LaCroix
Stockholder Litigation led to a new trend in merger litigation. [read post]
2 May 2010, 6:36 pm
  Instead, Congress contented itself with the disclosure and anti-fraud measures of the Securities Act of 1933 and the Securities Exchange Act of 1934, as enforced since 1934 by the then new Securities & Exchange Commission (SEC). [read post]
5 Jul 2024, 12:30 pm by John Ross
Under New York law, political groups that nominate candidates aren't considered "parties" until they reach a certain size. [read post]
16 Mar 2020, 1:54 pm by Kevin LaCroix
In two well-reasoned opinions, state court judges in Connecticut and New York held that the PSLRA discovery stay applies in 1933 Act cases in state court. [read post]
25 Dec 2011, 11:54 am by admin
Federal Government Raises the Possibility of Amending Canada’s Foreign Investment Rules – Again Bloomberg reported that the federal Minister of Industry has again raised the prospect of amending Canada’s Investment Canada Act in remarks made in New York (see: Canada Open to Changing Foreign-Takeover Law, Paradis Says). [read post]
26 Dec 2011, 7:12 am by Steve Szentesi
Federal Government Raises the Possibility of Amending Canada’s Foreign Investment Rules – Again Bloomberg reported that the federal Minister of Industry has again raised the prospect of amending Canada’s Investment Canada Act in remarks made in New York (see: Canada Open to Changing Foreign-Takeover Law, Paradis Says). [read post]
15 Oct 2012, 8:13 am by Charles Johnson
For example, dirty money may be converted to clean money through the purchase and sale of stocks, bonds, art, or jewelry. [read post]
16 Dec 2021, 1:50 am by Kevin Kaufman
New York New York was one of the rare states to raise taxes in 2021, citing revenue concerns. [read post]