Search for: "Securities Investor Protection Corporation"
Results 3341 - 3360
of 4,476
Sort by Relevance
|
Sort by Date
4 Nov 2011, 2:00 am
The North American Securities Administrators Association (NASAA) describes itself as “the oldest international investor protection organization”. [read post]
3 Nov 2011, 11:49 am
Shortly after the filing by MF Global, the Securities Investor Protection Corporation filed an application with the United States District Court for the Southern District of New York seeking a declaration that the customers of MF Global Inc. are in need of the protections available under the Securities Investor Protection Act. [read post]
3 Nov 2011, 9:29 am
The federal securities laws are designed in part for disclosure of timely, comprehensive and accurate information about risks and events that a reasonable investor would consider important to an investment decision. [read post]
3 Nov 2011, 9:16 am
Nevertheless, as discussed below, many routine corporate transactions are not counted in determining if a person is a large trader (e.g. [read post]
3 Nov 2011, 8:08 am
" "Qualified purchaser" is normally a harder test to satisfy than "accredited investor," but, I notice that the cited paragraph (3) says that "the Commission may define the term 'qualified purchaser' differently with respect to different categories of securities, consistent with the public interest and the protection of investors. [read post]
1 Nov 2011, 4:51 pm
Authorities alleged that Lewis operated LexxCo Corporation ("LexxCo") out of the East Mall in Toronto. [read post]
1 Nov 2011, 8:11 am
But they want Social Security, Medicare and Medicaid protected. [read post]
31 Oct 2011, 1:55 pm
Heath Abshure, Securities Commissioner for Arkansas, who also serves as chair of NASAAandrsquo;s Corporation Finance Section. [read post]
31 Oct 2011, 12:25 pm
The organizational documents of these entities impose limited purpose and corporate separateness covenants, and restrictions on filing for bankruptcy. [read post]
31 Oct 2011, 9:26 am
The PCAOB will also continue to consult with the SEC, FINRA, and the Securities Investor Protection Corporation in order to consider the role of auditor regulation against the backdrop of direct regulation over brokers and dealers. [read post]
31 Oct 2011, 4:14 am
Which investors would those be? [read post]
28 Oct 2011, 2:00 am
Today we continue our weekly installment highlighting the best of the corporate and securities blogosphere for the past week. [read post]
28 Oct 2011, 1:48 am
These circumstances could force many companies to seek protection under the bankruptcy laws. [read post]
27 Oct 2011, 11:34 am
Issues that should be considered for disclosure in SEC filings would include remediation, protection costs, and/or reputational damage. [read post]
27 Oct 2011, 7:39 am
David Petraeus, has spearheaded efforts to protect military families from predatory banks. [read post]
27 Oct 2011, 7:37 am
David Petraeus, has spearheaded efforts to protect military families from predatory banks. [read post]
26 Oct 2011, 3:06 pm
RSS Subscribe my Yahoo Add this Feed Google Add this Feed MSN Add this Feed Topics Antivirus Black Hat Burning Man Consumer software and hardware Corporate and legal Criminal Hackers Enterprise software Phishing Privacy and data protection Security Spam Spyware CNET on the Go CNET on the go Android Market iPhone App Store RSS Subscribe Newsletters Subscribe Recently Viewed Products My Lists My Software Updates Log In | Join CNET Follow: © 2011 CBS Interactive. [read post]
26 Oct 2011, 3:03 am
Without delving into the intricacies of these transactions, which are very clearly designed for extremely sophisticated investors, all securities and other lawyers should take note of some important points highlighted by these actions. [read post]
25 Oct 2011, 12:00 pm
SEC Tells Public Companies: Disclose Your Cyber RisksOn October 13 the Securities and Exchange Commission's Division of Corporate Finance directed public companies to disclose cybersecurity risks and incidents to investors. [read post]
24 Oct 2011, 6:08 pm
The Securities Investor Protection Corporation, which has compensated Madoff victims for up to $500,000 of their losses and also pays Picard's legal fees, also weighed in on the issue, stating that rather than restricting Picard's reach to a two-year limit on clawbacks, “the court must consider all transfer regardless of timing. [read post]
