Search for: "The Trader"
Results 3341 - 3360
of 7,115
Sorted by Relevance
|
Sort by Date
3 Apr 2020, 3:18 am
In re Choice Traders LLC, Serial Nos. 87770413 and 87950215 (March 31, 2020) [not precedential] (Opinion by Judge David K. [read post]
10 Jun 2014, 1:56 am
Secondly, the general structure of Regulation 52 seems to suggest that Regulations 52(2) and (3) were intended to apply to extensions of the opposition period (which are covered in Regulation 52(1)).However, it is to be noted that the court adopted a similar line of reasoning to that previously adopted by the same court in Weekly Property Trader v Erasmus 2002 BIP 303 (T). [read post]
18 Jul 2019, 10:37 am
The Securities and Exchange Commission today announced settled administrative proceedings against Swapnil Rege, a North Brunswick, New Jersey portfolio manager and trader, for mispricing private fund investments, resulting in a large personal bonus.According to the SEC's order, from June 2016 to April 2017, while employed by the fund's adviser, Rege manipulated the inputs he used to value interest rate swaps and swap options to create the false impression that his investments for… [read post]
13 Feb 2013, 3:25 am
This was followed by an analysis of Case C-324/09 L'Oréal v eBay, and the extent to which an online host of goods sold by third party traders can be required to monitor or take down infringing sites. [read post]
18 Jun 2014, 7:33 am
Although Della Penna represented himself to be a savvy trader who consistently garnered profits for his investors, his inability to invest successfully on behalf of his clients resulted in him losing most of the monies with which he had been entrusted. [read post]
21 Jan 2014, 12:39 pm
Day-trader. [read post]
18 Feb 2021, 6:30 am
None of these people were ever employed or contracted by Coinseed, much less vital members of the management team, the complaint alleges.Announcing the lawsuit, New York Attorney General Letitia James said it lets cryptocurrency traders know that her office will work to protect them against fraud. [read post]
2 Dec 2014, 3:18 pm
However, Stein noted that a single trader’s order triggered a flash crash and the precipitous drop in the prices and liquidity of ETFs, and asked whether there are systemic risks that should be monitored. [read post]
3 Jul 2019, 9:04 am
Berry’s leadership, the SEC has brought and litigated dozens of key matters, including:An emergency action that froze over $80 million held by foreign based traders, who had traded in advance of merger announcements involving DreamWorks Animation SKG Inc., Lattice Semiconductor Corp., and other companies.The SEC’s report of investigation regarding companies’ internal control obligations in the face of cyber-based attacks.An action against an intelligence… [read post]
21 Aug 2014, 11:00 am
In fact, they placed investor money with Bernie Madoff and the Petters Group Worldwide, both of which were later found to be Ponzi schemes.Nearly $5 million in fines with the SEC, and then, two years later, up to 5 years in jail plus $290,000,000 in fines, PLUS repayment to victims.Most of these schemes do not start out at schemes - they become schemes when the manager, trader, owner suffers a loss and thinks he can trade it way out of it. [read post]
1 Nov 2017, 5:00 am
The BRTI is published in real time and is suitable for marking portfolios, executing intra-day bitcoin transactions and risk management.The CFTC has also been playing an increasingly prominent role by providing traders, investors and other market participants with information on various hot topics which confront a rapidly evolving virtual currency marketplace. [read post]
24 Mar 2016, 9:37 am
Former CFTC Chairman Gary Gensler told the Committee in 2009 that CFTC should be empowered to establish position limits across markets, so traders can’t avoid position limits in a market by moving to a related exchange or market.The senators noted that in the public comment process over the past few years, the CFTC has held nine public meetings and reviewed tens of thousands of comments regarding position limits. [read post]
24 Jan 2020, 7:48 am
This move comes in the same week Bulgarian prosecutors charged three Russians with the attempted murder of an arms trader and two other Bulgarians for a poisoning in Bulgaria that authorities are investigating for ties to the Skripal poisoning in England in 2018. [read post]
21 Feb 2024, 7:42 am
Elon Musk’s rocket company SpaceX and Trader Joe’s have made similar arguments recently. ( NEW YORK TIMES ) Disneyland Performers Looking to Unionize The employees at Disneyland Resort in California who are responsible for bringing Mickey Mouse, Cinderella and the other beloved Disney characters to life are seeking to unionize to address issues with costuming and scheduling, among other things. [read post]
5 Aug 2021, 11:10 am
It does so without affecting the reporting obligations placed on brokers and traders of digital assets. [read post]
10 Feb 2017, 8:49 am
According to the plaintiffs, Tower Research Capital LLC, along with the firm’s CEO, Mark Gorton, allegedly engaged in manipulative behaviors exemplified by the making of hundreds of trades the firm never intended to be matched to orders placed by other traders. [read post]
22 Dec 2017, 8:06 am
One of the attendees, a cyptocurrency fund manager and trader, was intent on providing this writer with a comprehensive history of Bitcoin and its mythic inventor, Satoshi Nakamoto, who mysteriously disappeared from the scene around 2011. [read post]
22 May 2018, 1:18 am
This is to prevent the registration of a common trade term for goods or services, placing legitimate traders at a disadvantage.What lies at the heart of this decision is Pizza Pizza v The Registrar of Trade-marks, where the mark 'PIZZA PIZZA' was deemed to not be descriptive of the goods, namely pizza. [read post]
24 Oct 2018, 9:02 am
The conference will consist of 5 Parts: Fundamental rights and platform responsibility; Intellectual Property and platform responsibility; Traders, consumers and platform responsibility; Data protection and platform responsibility; Which platforms? [read post]
6 Oct 2016, 6:00 am
Having represented many quants and traders, something of an industry standard has developed. [read post]
