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7 Sep 2018, 7:38 am by ccollins
Instead, contends FINRA, these customers were either sold class A shares and paid the front-end charge or class C or B shares that came with back-end sales fees and costly “ongoing fees and expenses. [read post]
31 Aug 2018, 9:18 pm by Bill Marler
  We have proudly represented such victims as Brianne Kiner, Stephanie Smith and Linda Rivera. [read post]
8 Mar 2011, 7:55 am
As Lord Justice Jacob (giving a judgment with which Smith and Patten LJJ agreed) explains: “Before Neurim could be allowed to sell their patented formulation (for which they use the trade mark Circadin) they of course had to get regulatory approval. [read post]
5 Feb 2012, 4:30 am by pete.black@gmail.com (Peter Black)
" pjblack.me/wNVV2g a smart, thoughtful piece on facebook from justin erik halldór smith: "Why I Quit Facebook" pjblack.me/zgh2FW just before the super bowl: "Feds in NY shut down 16 sports streaming websites" pjblack.me/xbUQil#lwb486 #lws008 #kkb175 if it won't work for the @nytimes, why will it work for the australian? [read post]
7 Jun 2023, 9:05 pm by renholding
Heron at Suffolk University’s Sawyer Business School, Hagit Levy at Baruch College’s Zicklin School of Business, and Emanuel Zur at the University of Maryland’s Smith School of Business. [read post]
18 Jul 2012, 5:07 am by Dianne Saxe
Quesnel[1], Justice Smith explained why: 97 The obvious policy reason behind this general immunity is that there is a major public interest in the democratic administration of municipalities, which requires that individuals in those communities be willing to run for office. [read post]
12 Apr 2012, 1:27 pm by Lauren Abbott
Abbott is an associate in the Financial Services Regulatory Group at Reed Smith LLP, resident in the firm’s Philadelphia office. [read post]
19 Nov 2009, 2:23 am
A45, 459 words, New charges in mortgage scam case, BY ANDREW SMITH ... [read post]
12 Jun 2024, 1:41 pm by admin
KOHN & COMPANY (CRD#:27913), CINCINNATI, OH, B, 11/11/2005 – 10/19/2023, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691), BLOOMFIELD HILLS, MIB, 10/29/1999 – 12/02/2005, UBS FINANCIAL SERVICES INC. [read post]
27 May 2010, 9:10 am by John Steele
      Having to explain a B- some 25 years later? [read post]
23 Oct 2011, 1:00 am by Karen Tani
Smith (here); and Timothy Snyder reviews four new releases in European history, which he gathers under the title "A Core of European Tragedy, Diversity, Fantasy" (here).The Wall Street Journal covers Midnight Rising: John Brown and the Raid that Sparked the Civil War (Henry Holt), by Tony Horwitz. [read post]
1 Aug 2010, 9:17 am by Steve Kalar
Judge Milan Smith issued an opinion on January 5, 2010 (Forrester II); on July 30 the panel withdrew that opinion and issued a new one (Forrester III). [read post]
20 May 2010, 3:05 pm by SOIssues
Smith, in which the petitioner contested the validity of the Adam Walsh Act on ex post facto and retroactivity grounds (docket available here). [read post]
26 Jan 2010, 1:36 pm
CRIMINAL LAW & PROCEDURE, HABEAS CORPUS, SENTENCING Smith v. [read post]
23 Jan 2012, 6:51 am by Paul Horwitz
 Let me add two reading references for those who are interested, besides my book (which does, however, make a terrific Tu B'Shevat gift). [read post]