Search for: "CHIEF EXECUTIVE OFFICERS"
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23 Jan 2021, 8:27 am
A bankruptcy online retailer and its chief executive officer agreed to pay $100,000 in damages and penalties to resolve claims that they committed fraud in connection with multiple PPP loan applications. [read post]
25 Aug 2009, 10:00 pm
In the last few weeks, I've interviewed chairmen, chief executive officers, and senior partners at more than 20 of the largest firms in the US about how they are using alternative fees, and about what they expect in the future. [read post]
22 Sep 2023, 5:15 am
On 12 September 2023, the UK Information Commissioner, John Edwards, and the Chief Executive of the National Cyber Security Centre (“NCSC”), Lindy Cameron, signed a joint memorandum of understanding (“MoU”) detailing how the Information Commissioner’s Office (“ICO”) and NCSC will work together moving forward. [read post]
4 Apr 2011, 10:37 am
The Hong Kong Securities and Futures Commission is determined to continue its robust regulation of hedge funds by participating with IOSCO in setting internal standards and good practice for the hedge fund industry and performing joint inspections with the SEC on some dual-registered hedge fund managers who are both licensed in Hong Kong and registered with the SEC, said SFC Chief Executive Officer Martin Wheatley . [read post]
5 Oct 2020, 1:39 pm
On September 24, 2020, media outlets reported that Eduardo Navarro Antonello, Chief Executive Officer of Golar’s joint-venture subsidiary Hygo Energy Transition Ltd., had been implicated in a bribery network investigated in connection with the ongoing Brazilian criminal investigation Operation Car Wash. [read post]
3 Aug 2021, 12:34 am
“We looked carefully at what services our clients and the market find essential and sought out the best providers”, said Candice Corby, Chief Executive Officer for Cobra. [read post]
14 Mar 2018, 9:02 pm
In the corporate world, naming a new chief executive officer, such as Brian Niccoi going from Taco Bell to be the new CEO for Chipotle Mexican Grill is usually a ho-hum affair. [read post]
24 Jun 2007, 5:38 am
In Tellabs, a group of investors brought a class action suit against a company engaged in the business of manufacturing specialized equipment used in fiber optic networks and its chief executive officer and president, alleging that they violated section 10(b) of the Securities Exchange Act of 1934 and SEC Rule 10b-5, and alleging that the president was a "controlling person" under section 20(a) of the 1934 Act. [read post]
3 Jan 2012, 12:52 pm
Jon Ronson, author of the 2011 book, The Psychopath Test, interviewed former American chief executive officer “Chainsaw” Al Dunlap, who was notorious for closing factories and laying off workers in the 1990s. [read post]
25 Aug 2023, 5:58 pm
McCormick, Chancellor, Delaware Court of ChanceryRick Alexander, Founder and Chief Executive Officer, The Shareholder CommonsJames Cole, Jr., Chairman & Chief Executive of The Jasco Group, LLC; Director and Chair of the Nominating and Governance Committee, AIGMichelle Edkins, Managing Director, Blackrock Investment StewardshipPeggy Foran, Chief Governance Officer, Senior Vice President and Corporate Secretary, Prudential Financial,… [read post]
25 Mar 2014, 10:17 am
On February 25, 2014 the Securities and Exchange Commission (the “SEC”) filed public administrative and cease-and-desist proceedings against Arizona-based Clean Energy Capital, LLC (a registered investment adviser, “CEC”) and its founder and Chief Executive Officer Scott Brittenham charging that CEC and Brittenham committed the following violations with respect to the 20 private equity funds sold and managed by CEC primarily under the name of… [read post]
15 Mar 2010, 6:03 pm
., the former President and Chief Executive Officer of The Park Avenue Bank, was arrested on allegations of self-dealing, bank bribery, embezzlement of bank funds, and fraud, among others. [read post]
5 Jan 2022, 5:20 pm
With the COVID-19 Omicron variant now surging in India just as campaigning for elections in various Indian states is set to begin, India Chief Correspondent Neelabh Bist asks whether the country’s judiciary will once again step up to check the permissive executive branch of government in order to minimize the social impact of the pandemic. [read post]
3 Feb 2019, 6:46 am
In 2018, the SEC expanded the Dodd-Frank Act further with Section 953(b), requiring companies to disclose the ratio of the total compensation of the chief executive officer to that of the median employee on an annual basis. [read post]
14 Aug 2007, 6:32 am
Sanjay Kumar (pictured, left), the former chief executive of Computer Associates (now CA), reported to a minimum-security prison in Fairton, N.J. yesterday. [read post]
11 Feb 2014, 5:43 pm
Plaintiff testified first, and her counsel then called Prospect’s chief human resources officer, a former regional manager for the company, and two Branch Managers who had supervised Cougill during her employment with the company. [read post]
15 Jun 2017, 7:34 am
James Austin, the chief executive officer with Vertix Analytics, another service provider, shared his view that the CFTC is highly suspicious of automatic and algorithmic trading. [read post]
14 Jul 2021, 9:57 pm
In addition to being simple and intuitive, the moral hazard framework has demonstrated remarkable ability to explain observed compensation practices, both for rank-and-file employees, and for top-level managers and chief executive officers (“CEOs”). [read post]
20 Jan 2011, 1:02 pm
Jobs announced his leave in a Jan. 17 e-mail to company employees and handed over day-to-day control to Apple’s chief operating officer. [read post]
8 Aug 2008, 5:09 pm
On the one hand I'm pleased that even senior military officers recognized the folly of claiming such a low level guy should be executed for *cough* war crimes, which did not even exist until 2004 as I understand it. [read post]
