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30 Jan 2019, 4:00 am
As the Congressional Research Service explained in 2017: Congress has three formal methods by which it can combat non-compliance with a duly issued subpoena. [read post]
30 Jan 2019, 3:51 am
<I>Financial Services Advisor</I> ft. [read post]
29 Jan 2019, 10:13 am
In addition, under certain circumstances, the miscellaneous penalty could be elevated to 50 percent if the taxpayer maintained an account at a financial institution, or did business with an offshore service provider, identified on a list maintained by the IRS. [read post]
28 Jan 2019, 2:26 pm
The fellow will report to the Senior National Security Advisor. [read post]
28 Jan 2019, 11:42 am
Like the vast majority of registered investment advisors, it does not appear that Ancora was blind to its potential pay-to-play risk. [read post]
28 Jan 2019, 11:42 am
Like the vast majority of registered investment advisors, it does not appear that Ancora was blind to its potential pay-to-play risk. [read post]
28 Jan 2019, 11:32 am
Fiene has more than 31 years of experience in regulating financial services companies, including 27 years dedicated to supervising and examining compliance with federal consumer financial laws and regulations. [read post]
28 Jan 2019, 10:12 am
Hey Siri, remind me to contact my financial advisor in two weeks. [read post]
25 Jan 2019, 1:16 pm
(CRD #13318) of Huntsville, AL, Raymond James Financial Services, Inc. [read post]
25 Jan 2019, 12:51 pm
Patrick Jermaine Phillips (CRD #4315963) is a former registered broker and investment advisor whose last employer was MSI Financial Services, Inc. [read post]
25 Jan 2019, 8:56 am
Lloyd Mark Johnston (CRD #1626695) is a previously registered broker and investment advisor who was last employed with Capital Financial Services, Inc. [read post]
24 Jan 2019, 9:01 pm
The state’s online lobbying database shows he registered as a lobbyist with his firm Millennial Advisors, drawing criticism from anti-sexual harassment activists at the Capitol. [read post]
24 Jan 2019, 2:36 pm
Such voluntary services are a violation of the Antideficiency Act and will not be permitted under any circumstances. [read post]
24 Jan 2019, 2:00 am
It also makes financial sense to the organizations looking to hire developers, as their services are more reasonably priced than an in-house employee or a Web development company. [read post]
23 Jan 2019, 4:04 pm
Again, this was not good service as not last known address. [read post]
22 Jan 2019, 1:36 pm
The fellow will report to the Senior National Security Advisor. [read post]
22 Jan 2019, 12:32 pm
Roger Kroeger (CRD #1526864) is a former registered broker and investment advisor who was employed with Invest Financial Corporation (CRD #12984) of Fort Lauderdale, FL for 27 years. [read post]
22 Jan 2019, 8:43 am
Dexter Leroy Thomas (CRD #1074222) is a formerly registered broker and investment advisor who was last employed with United Planners’ Financial Services Of America A Limited Partner (CRD #20804) of Dallas, TX. [read post]
21 Jan 2019, 4:00 am
Credit Suisse acted as exclusive financial advisor to Yerra. [read post]
18 Jan 2019, 2:08 pm
Lax & Neville has extensive experience negotiating severance packages on behalf of financial services executives. [read post]