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21 May 2018, 1:41 pm
FinCEN has taken steps to clarify and refine implementation of the CDD Rules, issuing (1) FAQs on April 3, 2018 and (2) a ruling on May 16, 2018 providing covered financial institutions with a limited 90-day exceptive relief from the obligations for financial products and services that are subject to automatic renewals, provided such products were established before May 11, 2018. [read post]
29 Oct 2009, 9:05 pm
The Kelowna General Hospital Foundation Advisor's Roundtable will be presenting free financial and estate planning seminar on Thursday, November 5, 2009 from 3:30 pm to 5:00 pm at the Missionwood Retirement Resort, 1075 Barnes Avenue, Kelowna, British Columbia.I will be speaking on powers of attorney and representation agreements.Laurie Bartley, financial planner, of Canaccord Financial Services Ltd. will also be giving a talk. [read post]
28 Jun 2017, 11:08 am
Clinger has served as Chief Counsel for the House Financial Services Committee (HFSC) since 2007. [read post]
28 Jun 2017, 11:08 am
Clinger has served as Chief Counsel for the House Financial Services Committee (HFSC) since 2007. [read post]
FSTB launches consultation on the proposed licensing regime for providers of OTC VA trading services
18 Feb 2024, 9:38 pm
On 8 February 2023, the Financial Services and the Treasury Bureau (FSTB) launched a consultation on legislative proposals to introduce a licensing regime to regulate providers of over the counter (OTC) trading services for virtual assets (VAs) (the Consultation). [read post]
13 Dec 2010, 8:07 am
Financial Services and Healthcare M&A activity was not as strong as expected with a sizeable decrease in both deal value and volume, year on year. [read post]
20 Jul 2011, 5:02 am
This means, in part, creating a level playing field where all providers of consumer financial products and services are subject to meaningful oversight to ensure that they play by the rules. [read post]
31 May 2012, 4:34 am
House Financial Services committee members sit in the tiers of raised chairs, while those testifying a... [read post]
19 Sep 2008, 7:27 pm
The current financial crisis in the US has taken a big toll on some storied companies in the recent few months, with unimaginable consequences for the entire financial sector. [read post]
9 Feb 2018, 5:00 am
Overcharge – Instead of stealing outright, they might overcharge the victim for services or products that they use to gain extra money from them. [read post]
9 Feb 2018, 5:00 am
Overcharge – Instead of stealing outright, they might overcharge the victim for services or products that they use to gain extra money from them. [read post]
9 Feb 2018, 5:00 am
Overcharge – Instead of stealing outright, they might overcharge the victim for services or products that they use to gain extra money from them. [read post]
28 Jun 2023, 6:47 am
On 27 June 2023, the Financial Action Task Force (FATF) published a report, Targeted update on implementation of the FATF standards on virtual assets and virtual asset service providers. [read post]
6 Dec 2017, 3:34 pm
Generally speaking, we can think about three typical exit strategies: go public (IPO), sell to a strategic buyer, or sell to a financial buyer. [read post]
28 Apr 2022, 5:04 pm
Cyber Incident Reporting for Critical Infrastructure Act of 2022 Entities in a critical infrastructure sector (including those in the financial services sector, such as certain depository institutions, insurance companies, and financial services companies). [read post]
14 Jul 2010, 7:45 pm
These roles are in addition to its existing duties as the financial services regulator for deposit-taking facilities and other financial products and securities markets. [read post]
31 Oct 2023, 8:48 am
This includes both electronic and hardcopy records, and it may include records stored at the counterparty’s facility, in the cloud or with an offsite document storage service. [read post]
15 Dec 2010, 8:00 am
The CII sponsored report (Wall Street Pay, Size, Structure and Significance for Shareowners, Paul Hodgson, Senior Research Associate, with Greg Ruel, Advisory Services Manager, and Michelle Lamb, Research Associate, The Corporate Library, Nov. 2010), identified as a root cause the use by large financial institutions of a formula borrowed from the partnership area. [read post]
5 Jan 2011, 2:33 pm
The Treasury Department announced yesterday that the Consumer Financial Protection Bureau and the Conference of State Bank Supervisors signed a memorandum of understanding to establish a base of coordination and cooperation for the supervision of consumer financial services and products providers. [read post]
17 May 2023, 6:18 am
In designing these strategies, it is important that firms do not inadvertently miss out the panoply of consumer protection legislation which sits alongside regulatory requirements for financial services firms. [read post]
