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1 Dec 2009, 9:26 am
The gravamen of the complaint is that the defendants failed to adequately evaluate the investment options made available under the Plan, including the failure to properly consider Plan trustee Merrill Lynch's interest in making available funds that shared their fees with Merrill Lynch (commonly called "revenue sharing), resulting in excessive fees being charged to the Plan. [read post]
28 Jun 2022, 6:00 pm
A decision in Merrill is likely early next year. [read post]
27 Dec 2023, 8:45 am
Merrill Lynch, Pierce, Fenner & Smith Incorporated Louis Pellegriti Spartan Capital Securities, LLC Worden Capital Management LLC Jorge Sarria Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Incorporated Daniel Snodgrass BCG Securities, Inc. [read post]
18 Feb 2010, 6:32 pm
Bank of America (BofA) Let's start with the uncontroversial: formerly of Merrill Lynch, John Thain finally found work. [read post]
28 May 2021, 12:19 pm
Jason Anderson Merrill Lynch, Pierce, Fenner & Smith Incorporated LPL Financial LLC Solomon Apprey Pruco Securities, LLC AXA Advisors, LLC Ronald Bartsch Union Capital Company Liberty Partners Financial Services, LLC Spyridon Chandrinos Millennium Advisors, LLC Nelson Polun Wells Fargo Clearing Services, LLC Merrill Lynch, Pierce, Fenner & Smith Incorporated Jeffrey… [read post]
18 Feb 2010, 6:32 pm
Bank of America (BofA) Let's start with the uncontroversial: formerly of Merrill Lynch, John Thain finally found work. [read post]
30 May 2012, 5:48 pm
Merrill, p. 252 [read post]
30 May 2012, 6:00 am
See Merrill Lynch Realty/Carll Burr, Inc. v. [read post]
24 Oct 2008, 9:28 pm
• As many as 10,000 Merrill Lynch employees may lose their jobs when Bank of America consummates its $50 billion acquisition of Merrill. [read post]
29 Sep 2009, 5:00 am
The five large investment banking firms that were at the heart of the crisis -- Morgan, Goldman, Merrill, Lehman and Bear Stearns -- were subject to the oversight of the SEC. [read post]
19 Feb 2010, 9:06 am
So here, in all its glory, is Bank of America's explanation for firing general counsel Tim Mayopoulos during the BofA/Merrill merger back in December 2008. [read post]
19 Nov 2018, 3:02 am
As of this writing, Morgan Stanley and UBS have not followed Merrill’s lead, according to sources cited by CNBC reports, but investors sense a chill wind has begun to blow. [read post]
11 Aug 2009, 2:34 am
The Countrywide ERISA action joins the Merrill Lynch ERISA case as high profile subprime-related ERISA lawsuits that have resulted in significant settlements – as noted here, the Merrill Lynch ERISA action settled for $75 million. [read post]
22 Sep 2023, 2:24 pm
From 2012 to 2015, Stratman reportedly was registered as a broker and investment adviser with Merrill Lynch, Pierce, Fenner & Smith Incorporated, in Torrance, California. [read post]
28 Aug 2009, 1:24 am
"
MORTGAGE DOWNTURN CITED IN DISMISSAL OF SECURITIES CASE AGAINST MERRILL LYNCH"A federal judge has dismissed a securities fraud suit against Merrill Lynch and six of its subsidiaries, citing the "profound" downturn in the mortgage market as the more likely cause of the plaintiffs' woes. [read post]
22 Feb 2022, 12:09 pm
Christopher Ogbuehi Noe Ramirez III Merrill Lynch, Pierce, Fenner & Smith Incorporated Chase Investment Services Corp. [read post]
12 Jan 2012, 4:48 am
. - I remember slugging proof on a Merrill Lynch deal and being astonished at how fast their people could say "Merrill no com Lynch com Pierce com Fenner ampersand Smith no com Incorporated six up. [read post]
23 Jun 2010, 6:01 pm
, and that was up $6 Trillion from 2008, or a solid 18%Asia Pacific had more rich folks than Europe in 2009 at 3.0 million, with a combined wealth of $9.7 trillion, up 31% from 2009The US, Japan and Germany account for 54% of all the richest individuals in the worldThe combined wealth of most-wealthy individuals increased 22% in 2009, soaring to about $14 Trillion, and that’s only about 93,100 people1.4 million additional folks crossed the threshold of $1 million in wealth in 2009These ten… [read post]
6 Jan 2020, 6:54 pm
According to founder and CEO, Rick Merrill, “Gavelytics helps law firms and litigators grow their firms and practices more successfully. [read post]
1 Jul 2012, 9:30 am
Merrill, __ F.3d __ (11th Cir. [read post]
