Search for: "Securities Investor Protection Corporation"
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6 Apr 2023, 6:37 am
Businesses should review their website disclosures to ensure they are not describing privacy and security protections that are not actually in place. [read post]
12 Jul 2011, 10:25 am
Choosing the Wrong Corporate Entity: While this sounds mundane, it is actually quite important. [read post]
12 Jul 2011, 10:25 am
Choosing the Wrong Corporate Entity: While this sounds mundane, it is actually quite important. [read post]
5 May 2009, 3:41 pm
The new regime will be implemented by two draft bills: the National Consumer Credit Protection Bill and the Corporations Amendment Financial Services Modernisation Bill. [read post]
26 Apr 2013, 8:00 am
When asked if they would blow the whistle or report the misconduct, 87% of respondents said they would report wrongdoing given the protections and incentives such as those offered by the SEC Whistleblower Program. [read post]
9 Aug 2019, 5:07 am
The challenge for the attorney is to secure these sorts of clients and still manage to make a living after doing so. [read post]
26 Apr 2013, 8:00 am
When asked if they would blow the whistle or report the misconduct, 87% of respondents said they would report wrongdoing given the protections and incentives such as those offered by the SEC Whistleblower Program. [read post]
26 Apr 2013, 8:00 am
When asked if they would blow the whistle or report the misconduct, 87% of respondents said they would report wrongdoing given the protections and incentives such as those offered by the SEC Whistleblower Program. [read post]
14 Sep 2011, 2:00 am
You know those false claims about taxation-- that poor people don't pay taxes and they really "need" to so that they will have some "skin in the game", that family businesses and farms are lost due to the estate tax (no, there's only anecdotal evidence about some very few being slightly impacted and none about "loss" due to the piddling estate tax), or that capital gains preferential rates for stock sales reward investment in… [read post]
29 Nov 2018, 12:14 am
In July 2018 the Ministry of Corporate Affairs of India released the draft for public comments. [read post]
20 Apr 2017, 10:39 am
C Corporation Much like the S corporation, this entity protects shareholders from personal liability, so long as the corporate formalities are met. [read post]
20 Nov 2016, 5:17 pm
-style securities class action lawsuits. [read post]
22 Mar 2011, 4:28 am
The Specter of Securities Class Actions & Derivative Suits Absent rather extreme circumstances (e.g., Enron), it still seems fairly remote that an adverse, material, final determination of an uncertain tax position(s) not fully reserved in a company’s financial statements but reported on Schedule UTP could expose the company, its directors and officers and/or auditors to liability under securities laws or corporate law. [read post]
15 May 2008, 4:22 pm
Required the Director of National Intelligence to conduct his or her own independent review of the proposed transaction to assess national security threats and to ensure that national security is not compromised. [read post]
8 Nov 2020, 9:56 pm
” The provision of this type of information “starts with public company disclosure and financial firm reporting,” so that investors can “protect their investments and drive capital toward meeting their goals of a sustainable economy. [read post]
19 Sep 2022, 11:26 pm
C Corporations and Limited Liability Companies (LLCs) are typically chosen as business entity forms because they offer personal liability protection for business owners and some tax flexibility. [read post]
11 Nov 2008, 2:20 pm
Settlement before adjudication on the merits perhaps helps corporate officers, who are not protected by exculpation clauses and may not be protected by the business judgment rule, sleep at night. [read post]
1 Jun 2010, 2:52 am
The Senate bill contains provisions designed to encourage corporate employees to blow the whistle on securities fraud. [read post]
26 Apr 2022, 9:01 pm
I think we have an opportunity to augment investor protections and market integrity as well. [read post]
29 Sep 2017, 8:05 am
” Zamansky LLC | FINRA Attorneys for Investors Nationwide If you would like more information about protecting yourself against investment fraud, you can contact Zamansky LLC for a free consultation. [read post]
