Search for: "Securities Investor Protection Corporation"
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24 Oct 2011, 6:08 pm
The Securities Investor Protection Corporation, which has compensated Madoff victims for up to $500,000 of their losses and also pays Picard's legal fees, also weighed in on the issue, stating that rather than restricting Picard's reach to a two-year limit on clawbacks, “the court must consider all transfer regardless of timing. [read post]
24 Oct 2011, 12:10 pm
Finally, rules on corporate governance and managers' responsibility are introduced for all investment firms. [read post]
24 Oct 2011, 5:54 am
This “spotlight”, however narrow it might be, may result in better security postures and ultimately better data protection. [read post]
21 Oct 2011, 9:22 am
The SEC alleges that the filings assured investors that its revenue stream from SemGroup was “stable and predictable” and protected from volatility in oil prices. [read post]
21 Oct 2011, 7:21 am
I personally doubt the legislation will make it through Congress (at least as is) because the legislation will need various investor protections built into it which inevitably drags it back to 501-505 requirements. [read post]
20 Oct 2011, 10:23 am
” By contrast corporate entities with much more standardized governance norms with greater investor protection have long flourished and raised capital. [read post]
19 Oct 2011, 12:10 pm
Moreover, corporate entities with much more standardized governance norms with greater investor protection have long flourished and raised capital. [read post]
18 Oct 2011, 11:18 pm
This view has also been taken previously by SAT that investor protection is an overlapping concern between the Companies Act and SEBI and is not in the zone of one to the exclusion of another [read post]
18 Oct 2011, 3:19 am
Hedge Fund Strategies Employed by Mutual Funds Since the financial crisis of 2008, a growing number of retail investors have sought access to more sophisticated investment strategies to protect against downside risk. [read post]
18 Oct 2011, 3:08 am
It does a good job touching on the major legal issues foreign investors typically face in China. [read post]
17 Oct 2011, 12:37 pm
Panelists at an SEC roundtable on the execution, clearance and settlement of microcap securities called for a more transparent and holistic process in response to a question from SEC Chairman Mary Schapiro on what the SEC could do is the area to enhance investor protection. [read post]
17 Oct 2011, 3:11 am
K 1335 F46 2006 Financial gatekeepers : can they protect investors? [read post]
16 Oct 2011, 6:42 pm
MOODY, JONES, INGINO & MOREHEAD, P.A., and GENERAL MOTORS ACCEPTANCE CORPORATION, a/k/a GMAC, Appellees. 4th District.Civil rights -- Municipal corporations -- Ordinance -- Constitutionality -- Four homeless plaintiffs challenge constitutionality of municipal ordinance, which authorizes city agents to issue temporary trespass warning for city property on which warning recipient violates city or state law, and second ordinance, which prohibits storage of personal property on… [read post]
15 Oct 2011, 4:55 am
Therefore, while you own them they earn interest and protect you from inflation. [read post]
15 Oct 2011, 4:43 am
Okay, look… this article is long, I know. [read post]
14 Oct 2011, 3:38 pm
- Corporate investigator Philip Segal of Charles Griffin Intelligence on their blog, The Ethical Investigator Social Security Numbers Released by the Social Security Administration? [read post]
12 Oct 2011, 2:08 am
The minority will be pleading for interim measures towards the protection of their interest pending the disposal of the main company petition. [read post]
11 Oct 2011, 9:53 am
In 1999, that exemption was significantly revised due in part to investor protection concerns about fraud in the market in connection with offerings conducted pursuant to this exemption. [read post]
10 Oct 2011, 9:20 pm
In 2010, the Dodd-Frank Act established the SEC Investor Protection fund, which is to be used to pay whistleblower claims and is funded with monetary sanctions that the SEC collects in a judicial or administrative action, or through certain disgorgements under the Sarbanes-Oxley Act of 2002. [read post]
10 Oct 2011, 7:48 pm
Sledin to protect her interests, and that Mr. [read post]
