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9 Jan 2008, 4:32 am
Pioneer Southwest Energy Partners, a limited partnership formed to acquire oil and gas properties, said Tuesday it plans to raise $136 million in an initial public offering of 7.5 million common units, according to an amended filing with the Securities and Exchange Commission. [read post]
19 Apr 2022, 10:00 pm
In a historical proposed rulemaking, the US Securities and Exchange Commission marked the first time it has indicated that climate-related disclosure is material information that all public companies must provide regardless of industry or size. [read post]
26 Oct 2020, 10:51 pm
The NYU Pollack Center for Law & Business, Indiana University Maurer School of Law, and Securities and Exchange Commission Historical Society invite you to a virtual program entitled "Insider Trading: Honoring the Past｜A Program Commemorating the 40th Anniversary of Chiarella... [read post]
14 Jul 2010, 10:56 am
Joan McKown, who has spent the past 17 years as chief counsel of the Securities and Exchange Commission’s Enforcement Division, has signed on to join Jones Day’s Washington office. [read post]
26 Oct 2007, 4:48 am
Commerce Bancorp said Thursday that the Securities and Exchange Commission was investigating insider dealings at the company in a reprise of a probe by federal bank regulators that led to the ouster in June of founder Vernon W. [read post]
11 Mar 2008, 4:27 am
Bostwick Laboratories, which focuses on cancer diagnostics, plans an initial public offering of common stock, according to a Securities and Exchange Commission filing Friday. [read post]
11 Dec 2008, 9:55 pm
Schaffer (both with Jones Day) have written an interesting review of the newly-published Securities and Exchange Commission Enforcement Manual, posted on law.com ("Release of 'Red Book' a Move Toward SEC Transparency"). [read post]
4 Apr 2024, 9:47 am
In 2024, the Securities and Exchange Commission (“SEC”) released a final rule on climate-related disclosures for business. [read post]
30 May 2022, 10:00 pm
The US Securities and Exchange Commission (SEC) recently approved a proposed environmental, social, and governance (ESG) rulemaking for investment advisers and funds. [read post]
15 Jul 2008, 6:33 pm
Now, the Securities and Exchange Commission is clamping down on them. [read post]
23 Mar 2010, 10:34 am
A federal appeals court expressed doubts on Tuesday over whether the Galleon Group's founder, Raj Rajaratnam, must turn over wiretap evidence to the Securities and Exchange Commission while the legality of the recordings remains an open issue. [read post]
16 Jul 2009, 11:32 pm
Bob Bennett asked the Securities and Exchange Commission to investigate whether law firms sometimes give big campaign donations to officials who oversee government pension plans so they can be rewarded with lucrative law contracts to represent those funds. [read post]
5 Dec 2018, 12:11 pm
One of the defendants charged criminally in a $364 million Ponzi scheme is asking a federal judge to dismiss the Securities and Exchange Commission civil complaint or transfer the case to a different court. [read post]
18 Feb 2003, 12:32 pm
[JURIST] William Donaldson [White House press release] was sworn in Tuesday as the new Chairman of the US Securities and Exchange Commission [official website], succeeding Harvey Pitt. [read post]
9 Jan 2025, 6:00 am
On December 11, 2024, the United States Court of Appeals for the Fifth Circuit in a rare en banc decision vacated the Securities and Exchange Commission’s (SEC) order approving Nasdaq’s board diversity rules (Rules 5605(f) and Rule 5606).Continue Reading › [read post]
6 Dec 2006, 5:06 am
The Securities and Exchange Commission will propose giving the smallest companies an additional one-year delay before having to comply completely with the audit provisions of the Sarbanes-Oxley law, Commissioner Roel Campos said Monday. [read post]
24 Feb 2010, 1:26 pm
Some lawmakers are disappointed by the scope of Securities and Exchange Commission's decision to put limits on short-selling, arguing that an "alternative uptick rule" does not go far enough to protect investors like the original uptick rule that reined in traders from 1938 to 2007. [read post]
4 Mar 2011, 4:14 pm
The Securities and Exchange Commission's inspector general is examining whether the agency's former general counsel, who inherited about $2 million from an account with Bernard Madoff, played a key role in the S.E.C.'s investigation of Mr. [read post]
31 May 2007, 12:12 pm
The Securities and Exchange Commission has opened a formal investigation into Sunrise Senior Living after previously requesting information from the McLean (VA) company about insider stock sales, the timing of stock-option grants and its accounting practices. [read post]
19 Apr 2022, 10:00 pm
In a historical proposed rulemaking, the US Securities and Exchange Commission marked the first time it has indicated that climate-related disclosure is material information that all public companies must provide regardless of industry or size. [read post]
