Search for: "The Trader"
Results 3361 - 3380
of 7,115
Sort by Relevance
|
Sort by Date
14 Jun 2013, 2:14 pm
The 2010 Dodd-Frank financial-overhaul law mandated that many swaps be cleared in an effort to help prevent a financial system meltdown by forcing traders to post collateral known as margin. [read post]
13 Jun 2013, 2:21 pm
@jasonzweigwsj @profbainbridge Not disclosing that market moving data has been predisclosed to some traders is fraud. [read post]
13 Jun 2013, 12:12 pm
The WSJ reports that: On the morning of March 15, stocks stumbled on news that a key reading of consumer confidence was unexpectedly low. [read post]
13 Jun 2013, 5:30 am
When the Mohawks welcomed Dutch traders in the early 1600s, they sealed a treaty of friendship with a wampum belt with parallel rows of purple beads, representing the parties traveling side-by-side, as equals, on the same river. [read post]
12 Jun 2013, 4:25 am
Unlike insider trader cases - which often can be a slam dunk - financial fraud cases typically take years to bring, rather than months. [read post]
11 Jun 2013, 4:22 pm
“In trying to establish whether a trader who made significant gains in advance of market-moving news got nonpublic information from a company insider, the FBI might be interested in a list of the trader’s friends and contacts on social media sites,” says J. [read post]
11 Jun 2013, 5:18 am
The trader was also involved with others in using false information to attract investors to a company. [read post]
10 Jun 2013, 5:00 am
Sources: SEC Freezes Assets of Thailand-Based Trader for Insider Trading Ahead of Smithfield Foods Acquisition Announcement SEC Complaint (.pdf) SEC Sues Rungruangnavarat for Insider Trading in Smithfield Foods Acquisition by David Smyth in Cady Bar the Door Red flags by Rutger van Waveren CC BY ND [read post]
10 Jun 2013, 5:00 am
Sources: SEC Freezes Assets of Thailand-Based Trader for Insider Trading Ahead of Smithfield Foods Acquisition Announcement SEC Complaint (.pdf) SEC Sues Rungruangnavarat for Insider Trading in Smithfield Foods Acquisition by David Smyth in Cady Bar the Door Red flags by Rutger van Waveren CC BY ND [read post]
6 Jun 2013, 1:41 pm
The SEC obtained an emergency court order to freeze the assets of a trader in Bangkok, Thailand, who made more than $3 million in profits by trading in advance of last week's announcement that Smithfield Foods agreed to a multi-billion... [read post]
6 Jun 2013, 10:40 am
This came across the Twitter-machine while I was sitting in the 8th Annual Carroll School Finance Conference this morning: The Securities and Exchange Commission today announced an emergency court order to freeze the assets of a trader in Bangkok, Thailand,... [read post]
6 Jun 2013, 4:06 am
With regard to the passing off claim the court reiterated the onus upon Distell in the following terms: "Passing off occurs when one trader represents to the public that his goods or merchandise are of another trader...The applicant must allege and prove the requisite reputation, misrepresentation and damage. [read post]
5 Jun 2013, 6:34 am
But this assumes that the directors of any particular company have a real idea of just how long their particular set of “average” shareholders will stick around, and it also assumes that the directors owe duties primarily to their average shareholders, and not to their Warren Buffett investors (on one hand) or their high speed traders (on the other). [read post]
2 Jun 2013, 8:09 pm
Sam appears to be the latest in a long line of traders who have fallen foul of the I ♥ NY trade mark, receiving a missive to the effect that his use of that mark was not entirely welcomed by its owner: “Everyman Espresso’s unauthorized and confusingly similar use of the I ♥ NY® logo” violated federal trademark law and implied “a misleading designation of source, origin, endorsement, sponsorship or approval by the New York State Department of… [read post]
31 May 2013, 10:32 am
Libor’s reputation came under fire in June 2012 when Barclays PLC agreed to pay over $450 million to settle allegations that some traders fixed their reported rates to increase profits and make the bank appear healthier than it was during the financial crisis. [read post]
31 May 2013, 9:32 am
Libor’s reputation came under fire in June 2012 when Barclays PLC agreed to pay over $450 million to settle allegations that some traders fixed their reported rates to increase profits and make the bank appear healthier than it was during the financial crisis. [read post]
31 May 2013, 7:57 am
SEC Obtains Asset Freeze Against Front Running Equity Trader by Thomas O. [read post]
31 May 2013, 7:57 am
SEC Obtains Asset Freeze Against Front Running Equity Trader by Thomas O. [read post]
31 May 2013, 7:24 am
The former provision prevents the registration of non-distinctive signs, which cannot fulfil the essential function of a trade mark; the latter ensures that 'descriptive signs relating to one or more characteristics of the goods or services in respect of which registration as a mark is sought may be freely used by all traders offering such goods or services' (see Case C‑173/04 P Deutsche SiSi-Werke v OHIM, and Case C‑191/01 P OHIM v Wrigley). [read post]
30 May 2013, 1:07 am
Wider ticks favor long-term investors and stock pickers over short-term traders. [read post]
