Search for: "AG Investment Corporation"
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21 Feb 2019, 8:57 am
Further, they must evaluate whether the investments are suitable in light of the client’s age, net worth, investment experience, and investment objectives. [read post]
21 Feb 2016, 6:35 am
Posted by Clare Payn, Legal & General Investment Management, on Sunday, February 21, 2016 Editor's Note: Clare Payn is Head of Corporate Governance North America at Legal & General Investment Management. [read post]
20 Sep 2017, 6:26 am
Second, the broker then must match the investment as being appropriate for the customer’s specific investment needs and objectives such as the client’s retirement status, long or short term goals, age, disability, income needs, or any other relevant factor. [read post]
10 Aug 2021, 7:47 am
*Footnotes were added by the MTS Journal.TIM ROY: “Ag tech” is a broad field. [read post]
28 Jan 2015, 2:46 pm
Broker dealers are required to perform adequate due diligence on any investment they recommend and to ensure that all recommendations are suitable for the investor in light of the investor’s age, risk tolerance, net worth, and investment experience. [read post]
22 Jan 2021, 12:13 pm
(CRD#:7059) of Denver, CO, and Banc One Securities Corporation (CRD#:16999) of Chicago, IL. [read post]
1 Jan 2020, 5:29 am
With offices in Boston and Los Angeles, the firm is the healthcare investment banking division of Provident Corporate Finance. [read post]
1 Jan 2020, 5:29 am
With offices in Boston and Los Angeles, the firm is the healthcare investment banking division of Provident Corporate Finance. [read post]
1 Jun 2020, 2:00 am
The post 5 Ways HR Can Combat Communication Overload in the Age of Digital Transformation appeared first on HR Daily Advisor. [read post]
22 Jan 2010, 9:37 pm
In an age of the vast and diversified portfolio, many investors — including this one — don’t even know where all of their money is invested. [read post]
7 Jul 2021, 1:06 pm
Moreover, FINRA Rules require brokers to have“a reasonable basis to believe a recommended transaction or investment strategy involving a security or securities is suitable” based on a variety of factors, including the investor’s age, financial situation, investment objectives, risk tolerance etc. [read post]
22 Jan 2024, 8:14 am
According to records kept by The Financial Industry Regulatory Authority (FINRA), Treat was employed by Great Nation Investment Corporation (Great Nation) at the time of the activity. [read post]
23 Jan 2023, 12:41 pm
Specifically, 74 percent of U.S. workers say corporate investment in DEI is “very important” or “somewhat important” to them when considering a new job, according to Indeed & Glassdoor’s Hiring and Workplace Trends Report 2023, which also found that and 72 percent of workers aged 18 to 34 said they would consider turning down a job offer or leaving a company if they didn’t think their manager or potential manager supported DEI… [read post]
20 Mar 2007, 10:14 am
The case is JCW INVESTMENTS, INC., d/b/a Tekky Toys, Plaintiff-Appellee v. [read post]
29 Jan 2012, 12:44 pm
H.R. 2779 exempts inter-affiliate swap and security-based swap trades that are designed to mitigate risks associated with market-facing trades, where a corporation executes a derivatives transaction with an investment bank or other entity, which may be either a swap dealer or security-based swap dealer.Currently, companies use inter-affiliate swaps to combine positions and centrally hedge risk. [read post]
7 Mar 2013, 7:33 am
And they know that transparency in this age is unavoidable. [read post]
4 May 2017, 10:54 am
Liquidity needs, time horizon, risk tolerance, age, income, are just a few categories an advisor should take into account prior to recommending any investment. [read post]
4 May 2017, 10:58 am
Liquidity needs, time horizon, risk tolerance, age, income, are just a few categories an advisor should take into account prior to recommending any investment. [read post]
4 May 2017, 11:12 am
Liquidity needs, time horizon, risk tolerance, age, income, are just a few categories an advisor should take into account prior to recommending any investment. [read post]
4 May 2017, 11:06 am
Liquidity needs, time horizon, risk tolerance, age, income, are just a few categories an advisor should take into account prior to recommending any investment. [read post]
