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8 May 2020, 5:58 am
Sandstrom, Center for Political Accountability, on Thursday, May 7, 2020 Tags: Accountability, COVID-19, Disclosure, Political spending, SEC, Securities regulation, Stewardship, Transparency Asian Americans in the Boardroom Posted by Douglas K. [read post]
15 Jan 2016, 1:17 pm
The SteelPath Mutual Fund Family (n/k/a OppenheimerFunds) introduced the first MLP mutual fund in May of 2010. [read post]
2 Sep 2011, 6:12 am
McKinley, which has acquired more than 300 foreclosed single-family homes in the Bay Area over the past two years, recently teamed up with Och-Ziff Capital Management Group LLC, a New York hedge fund. [read post]
7 Mar 2011, 12:17 pm
In re American Express Financial Advisors Securities Litig., Civil Action No. 1-04-cv-1773 (S.D.N.Y.). [read post]
22 Apr 2024, 1:11 pm
Given the potential for the return of significant IPO activity, it is worth noting that IPO transactions entail certain risks, including in particular for the IPO companies’ private equity backers, as discussed in the following guest post written by Michelle Grimaldi, Assistant Vice President, Claims, Fair American Insurance and Reinsurance Company; Elan Kandel, Member, Bailey Cavalieri LLC; and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
7 Dec 2009, 6:13 pm
 The Levin bill would require that the states collect and maintain beneficial ownership information on corporations and LLCs, but not LLPs, non-profit organizations, or other business entities. [read post]
23 Feb 2009, 3:40 am
Mayflower Capital, LLC, in which the Court made a rare reference to the Commercial Arbitration Rules of the American Arbitration Association. [read post]
6 Dec 2009, 7:14 am
The Levin bill would require that the states collect and maintain beneficial ownership information on corporations and LLCs, but not LLPs, non-profit organizations, or other business entities. [read post]
28 Jul 2020, 11:29 am
He is also registered as an investment adviser with Chicago Capital Management Advisors, LLC. [read post]
28 Jul 2020, 11:29 am
He is also registered as an investment adviser with Chicago Capital Management Advisors, LLC. [read post]
18 Jul 2010, 2:34 pm
According to the article the plaintiffs include pension funds in Florida, Louisiana, Minnesota and Pennsylvania, including the Southeastern Pennsylvania Transportation Authority rail system, as well as the New Jersey-based American European Insurance Company. [read post]
5 Oct 2022, 8:34 am
GWG Recovery Options Emerson Equity LLC was the managing broker-dealer for these bonds. [read post]
12 Jan 2017, 7:01 am
Already, it’s as if a warm breeze has blown into the nation’s capital, ushering in an era of good feeling and unity so profound and sincere that no ironic hyperlink could adequately express it. [read post]
1 Apr 2011, 10:57 am
Basic Capital then sued, arguing that it had suffered financial injury by Dynex’s refusal to fund the loan commitments. [read post]
12 May 2011, 8:48 am
Scripps Networks Interactive, LLC, 2011 WL 1750711 (W.D. [read post]
5 Apr 2018, 7:55 pm
Portfolio No. 14, LLC, 441 S.W.3d 764, 777-78 (Tex. [read post]
7 May 2024, 7:35 am
Advisor Group was originally owned by insurer American International Group, Inc, which sold it to Lightyear Capital in 2016. [read post]
1 Sep 2017, 6:49 am
PARKER, Appellants,v.INTERACTIVE BROKERS LLC, Appellee. [read post]
18 Dec 2017, 4:04 am
Sure, just as space aliens could appear on the steps of the capital later today, carrying a cookbook. [read post]
18 Nov 2010, 4:50 am
His most recent book, “Faith and Fortune: How Compassionate Capitalism is Transforming American Business,” was published by Crown in 2004. [read post]
