Search for: "American Independent Securities Group" Results 321 - 340 of 3,945
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16 May 2013, 8:36 am
Whether it is the Department of Justice making decisions on what crime to prosecute, or the Securities and Exchange Commission excersizing discretion in making cases against some but not all securities fraudsters, when politics clearly is driving these discretionary decisions, someone should immediately stop this from happening. [read post]
2 May 2022, 10:12 am by Katherine Pompilio
Ullman, chairman of the Killowen Group; and Leslie T. [read post]
9 Aug 2016, 10:50 am by David Kris
Almost everyone in the group had some academic affiliation, including several who were full-time professors. [read post]
31 Jul 2015, 7:02 am by John A. Gallagher
 The misclassification of people who traditionally were paid on a w-2 basis as "independent contractors" (i.e. people engaged in self-employment) paid on a 1099 basis.Over the past 15 years or so, American businesses have gone out of their way to deliberately misclassify employees as independent contractors (thereby eliminating their obligation to provide any benefits whatsoever, while completely undermining employees' rights against unlawful workplace… [read post]
29 Jun 2010, 1:47 pm
Inc. $850,000 $94,000 DeWaay Financial Network LLC $850,000 $134,525 Eagle One Investments LLC $360,000 $42,500 Empire Financial Group Inc. $2,750,000 $234,200 Empire Securities Corp. $205,000 - E-Planning.com Securities Inc. $3,765,000 $483,925 First Allied Securities Inc. $380,000 $11,250 Gk Securities LLC $50,000 - Grant Bettingen Inc. $215,000 $19,350 GunnAllen Financial Inc. $22,255,000 - Harrison Douglas Inc. $1,830,000 $569,900 … [read post]
8 Jan 2019, 12:12 pm by Nicholas Norberg
This post traces the roots of Turkish objections to U.S. support for Kurdish groups in northeastern Syria, and explores the consequences of the U.S. pullout for American partners there. [read post]
11 Apr 2008, 6:01 pm
Most Affluent Americans Earn Their Wealth, Feel More Secure During Economic Downturns, PNC Survey Reveals 'Earners' Worry Less Than Heirs, Take Greater Risks With Investments - PHILADELPHIA, April 10 /PRNewswire-FirstCall/ -- An overwhelming number of affluent Americans earned their wealth and are more likely to feel secure during challenging economic times compared to peers who inherited their money, according to findings by PNC Wealth Management, a… [read post]
14 Feb 2011, 12:17 pm by jgabryno
Issues surrounding the current policy and proposed changes are discussed, including the findings of an Independent Study Group (ISG) with respect to the increased sharing of satellite intelligence data. [read post]
26 Jun 2017, 12:31 pm by Renae Lloyd
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
9 Apr 2008, 2:48 pm
Drawing on a wide variety of sources, this Article seeks to remedy this imbalance by providing the most thorough study yet written of a group of eighteenth-century American jurors.The Article demonstrates, for the first time, how eighteenth-century American defense counsel creatively used peremptory challenges, deployed along religious, political, and economic lines, to create favorable juries, composed almost entirely of men who had previously served in treason cases. [read post]
8 Jun 2017, 9:22 am by Renae Lloyd
ServeOurSeniors.org is a website from North American Securities Administrators Association (NASAA) that is dedicated to providing resources for senior investors, caregivers, policymakers and the securities industry. [read post]
22 May 2020, 10:28 am by Richard Altieri, Benjamin Della Rocca
The NPC announcement comes as tensions between Beijing and pro-democracy political groups have run high. [read post]
19 Jan 2021, 11:38 am by Garen E. Dodge and Susan Gross Sholinsky
  The American Rescue Plan (“ARP”) also includes non-COVID-19 related proposals, such as a mandatory $15 per hour minimum wage and funding to improve cybersecurity. [read post]
31 Aug 2020, 3:00 pm by Kevin LaCroix
  According to the American Bar Association’s Commission on Ethics 20/20, Informational Report to the House of Delegates, third-party litigation funding “has the potential to interfere with the lawyer’s exercise of candid, objective, independent judgment on behalf of the client. [read post]
2 Aug 2022, 5:01 am by Raquel Leslie, Brian Liu
On July 27, CCDI announced that Chen Shuang, the former CEO of China Everbright Group—one of China’s largest state-owned conglomerates—was under investigation for suspected violations of the law. [read post]
8 Mar 2011, 1:59 pm by Ailyn Cabico
Written by Jay Gould and Michael Wu Pillsbury’s Investment Fund and Investment Management group recently submitted a comment letter to the North American Securities Administrator’s Association (the “NASAA”) on behalf of the private investment fund industry. [read post]
29 Apr 2022, 11:10 am by Cynthia Marcotte Stamer
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
22 Feb 2022, 8:20 am by Katherine Pompilio
Weddle and AEI President Robert Doar will discuss the book,and what we can learn about leadership today from the battles that secured U.S. independence. [read post]
2 Jan 2018, 8:58 am by Alex Potcovaru
-led coalition, the shift in tactics is predictable, given the group’s “terrorist roots. [read post]