Search for: "Anne Sherry"
Results 321 - 340
of 406
Sorted by Relevance
|
Sort by Date
8 Nov 2022, 6:42 am
By Anne Sherry, J.D.In supplemental comments on the SEC’s proposed climate-related disclosures, the U.S. [read post]
14 Mar 2022, 7:12 am
By Anne Sherry, J.D.In her first in-person address as CorpFin Director, Renee Jones discussed the shareholder proposal rule and specifically the November 2021 Staff Legal Bulletin that rescinded three earlier bulleting. [read post]
29 Nov 2022, 6:51 am
By Anne Sherry, J.D.Two manufacturing groups are asking the SEC to amend Rule 15c2-11 to expressly exempt fixed-income securities that satisfy the requirements of Rule 144A. [read post]
5 Jun 2023, 6:24 am
By Anne Sherry, J.D.The Supreme Court is being asked to review a Second Circuit holding that a failure to make a disclosure required under Regulation S-K Item 303 can support a private claim under Exchange Act Section 10(b), even in the absence of an otherwise misleading statement. [read post]
24 Jul 2023, 5:29 am
By Anne Sherry, J.D.Delaware’s governor signed into law a series of amendments to the Delaware General Corporation Law. [read post]
19 Jun 2018, 10:26 am
By Anne Sherry, J.D. [read post]
31 Jul 2013, 12:47 pm
” Adam Gershowitz Adele Bernhard Adne Cummings Alex Kreit Alex Landon Alexandra Natapoff Allie Robbins Amy Eldridge Andrea Armstrong Andrea Roth Angela Davis Ann McGinley Anna Roberts Anne Hornsby Anne Poulin Art Leavens Barbara Stark Bennett Capers Beryl Blaustone Bonnie Williams Brian Clarke Brian Gallini Brian Sheppard Bryan Adamson Carlin Meyer Carmen Gonzalez Carol Steiker Caroline Harada Cassandra Robertson Catherine Grosso Catherine Rogers Charles Bobis… [read post]
13 Mar 2017, 3:48 am
Additional coverage comes from Anne Midgette in The Washington Post. [read post]
24 May 2007, 8:26 am
Sherry Ann Babbs (NFP). [read post]
1 May 2009, 1:32 pm
Sherrie R. [read post]
3 Mar 2010, 12:20 pm
Second Court of Appeals, Place 3: Republican incumbent Anne Gardner. [read post]
21 Feb 2009, 10:30 am
Tony Award Winner Leigh Ann Larkin ............ [read post]
3 Mar 2010, 12:20 pm
Second Court of Appeals, Place 3: Republican incumbent Anne Gardner. [read post]
2 Oct 2020, 3:00 am
Bid to Drop Prosecution Washington Post – Spencer Hsu and Ann Marimow | Published: 9/29/2020 U.S. [read post]
14 Mar 2016, 4:00 am
Amsberry, San Antonio Joshua Frank Andor, McKinney Paula Ann Bennett, Frisco Leslie Jean Bollier, Austin Duana Jenise Boswell-Loechel, Houston Marie H. [read post]
14 Mar 2016, 4:00 am
Amsberry, San Antonio Joshua Frank Andor, McKinney Paula Ann Bennett, Frisco Leslie Jean Bollier, Austin Duana Jenise Boswell-Loechel, Houston Marie H. [read post]
29 Nov 2017, 5:00 am
By Anne Sherry, J.D.The Supreme Court held oral argument on whether Dodd-Frank protects an employee against retaliation even if the employee does not report misconduct to the SEC. [read post]
21 Apr 2015, 12:21 pm
By Anne Sherry, J.D.An appeals court heard oral argument on whether an adviser’s transactions in thinly-traded stocks were illegal market manipulation or a legitimate strategy to induce holders to come forward and sell. [read post]
19 Sep 2023, 5:14 am
By Anne Sherry, J.D.The Delaware Court of Chancery upheld a governance structure that gave the lion’s share of voting power to two specified stockholders. [read post]
25 Oct 2022, 6:15 am
By Anne Sherry, J.D.SEC Administrative Law Judge proceedings remain in limbo as the Fifth Circuit opted not to rehear a pivotal case striking down the SEC’s use of the in-house proceedings to adjudicate fraud actions. [read post]
