Search for: "Applied Underwriters" Results 321 - 340 of 2,239
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6 Apr 2021, 10:44 am by John L. Culhane, Jr.
  FDIC examiners found that the underwriting criteria included the prohibited bases of age and the receipt of public assistance. [read post]
5 Apr 2021, 2:00 pm by Kevin LaCroix
The FCA has stated in response that it will be consulting on changes to the Listing Rules applying to SPACs shortly, aiming to make any changes to rules and guidance by early summer. [read post]
31 Mar 2021, 9:03 pm by Sarah Roubidoux Lawson
Underwriting title insurance policies relies heavily on an evaluation of applicable law. [read post]
30 Mar 2021, 3:08 am by Liz Dunshee
Underwriters who’ve been involved in these deals have received letters asking about deal fees, volumes, compliance, reporting and internal controls. [read post]
28 Mar 2021, 11:15 am by Kevin LaCroix
  The complaint alleges that the “entire fairness standard applies to this deeply conflicted Merger. [read post]
8 Mar 2021, 12:37 pm by Richard Brunette
In the past, the underwriting and diligence for this seemed to be more trouble than warranted, but the increased $600,000 homestead exemption, coupled with the One Action rule and Anti-deficiency limitations, change the analysis. [read post]
5 Mar 2021, 6:03 am
Underwriters Do Not Use Green Shoe Options to Profit from IPO Stock Pops Posted by Robert Evans, Locke Lord LLP, on Friday, February 26, 2021 Tags: Capital formation, Capital markets, Equity offerings, IPOs, Market reaction, Regulation M, Securities regulation, Underwriting New Tactics and ESG Themes Change the Direction of Shareholder Activism Posted by Richard J. [read post]
Regarding the assignment application, the licensee requested that the FCC apply an exception to its Jefferson Radio policy and grant the application despite the pending character qualification issues. [read post]
23 Feb 2021, 6:26 am by John Jascob
SEC (20-862) asked the Court to address whether the SEC exceeded its statutory authority by applying broker-dealer registration requirements to the petitioners, who were acting as underwriters. [read post]
19 Feb 2021, 8:35 am
Loan origination or underwriting fees may also apply, and these will usually be around .5% of the total loan amount. [read post]
16 Feb 2021, 2:23 pm by Kevin LaCroix
  One key difference was that the courts in Uber and Dropbox held the federal forum provision applied to Securities Act claims against all defendants, including underwriters, whereas the court in Restoration Robotics held that Securities Act claims against underwriters could not be dismissed based on an issuer’s federal forum provision. [read post]
An insurer shall not use or disclose protected health information that is genetic information for underwriting purposes. [read post]
7 Feb 2021, 11:09 am by Kevin LaCroix
”   This interpretation, Judge Wallace said, did not, as the OATK insurers contended, render the exclusion superfluous, because the exclusion might apply “if the insured’s management were sued for misconduct arising prior to and during the policy period but attributable to an overlap in their pre-period and in-period roles. [read post]