Search for: "Asset Management Professionals, LLC"
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6 Aug 2019, 11:00 pm
The retirement income certified professional, well that’s a designation that is for specialization. [read post]
1 Aug 2019, 7:52 am
Dana, on the other hand, proposes that the LLC should be managed by a professional manager, Larry Jenkins. [read post]
22 Jul 2019, 2:49 am
Appointing a post-dissolution receiver sometimes can seem like a no brainer, as when the LLC is owned and managed by two, co-equal managing members whose inability to co-manage precipitated the dissolution. [read post]
3 Jul 2019, 10:00 am
Medina, an estate planning and Certified Elder Law Attorney (CELA) and Certified Financial Planner professional (CFP). [read post]
26 Jun 2019, 1:06 pm
Smith previously served as a managing director at Patomak Global Partners LLC, where she advised financial services firms, including broker-dealers, exchanges, banks, and asset managers, and public companies on regulatory policy, corporate governance, and compliance matters. [read post]
26 Jun 2019, 11:05 am
Moskowitz was a managing director at Patomak Global Partners LLC prior to returning to the SEC as Chief of Staff.Mr. [read post]
24 Jun 2019, 1:21 pm
Medina, an estate planning and Certified Elder Law Attorney (CELA) and Certified Financial Planner professional (CFP). [read post]
23 Jun 2019, 7:34 am
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000 23-Oct-17HAYSTACKID LLC (Investee)Knox… [read post]
17 Jun 2019, 1:29 pm
Kayne manages approximately $30 billion in assets (as of 3/31/2019) for institutional investors, family offices, high net worth and retail clients and employs 350 professionals in five offices across the U.S. [read post]
7 Jun 2019, 6:09 am
Securities & Exchange Commission, on Wednesday, June 5, 2019 Tags: Broker-dealers, Conflicts of interest, Fiduciary duties, Investment advisers, Investor protection, SEC, SEC rulemaking, Securities regulation The Past and Present of Mutual Fund Fee Regulation Posted by Quinn Curtis (University of Virginia), on Thursday, June 6, 2019 Tags: Asset management, Fiduciary duties, Fund litigation, Fund… [read post]
24 May 2019, 9:41 am
Fig 3 Source: https://www.duffandphelps.com/-/media/assets/pdfs/publications/mergers-and-acquisitions/industry-inserts/staffing/staffing-industry-ma-landscape-winter-2018.ashx Financial buyers. [read post]
22 May 2019, 3:56 am
In a typical ICO, a company (generally the issuing entity) receives fiat currencies, such as U.S. dollars or Euro, or crypto-assets, such as bitcoin or ether, in exchange for certain rights embodied in crypto-asset digital tokens. [read post]
6 May 2019, 12:26 am
No. 11255-VCG [Del Ch Apr. 30, 2019], tells the fascinating story of two individuals — Neil Smith, a seasoned management consultant in the profit improvement field, and Eugene Ludwig, a former U.S. comptroller of the currency and head of a financial services advisory firm — who together formed a Delaware company called Promontory Growth and Innovation, LLC (PGI), to provide management consulting services to financial services companies to enhance earnings and… [read post]
29 Apr 2019, 7:25 am
You should consult with your insurance broker, attorney, or qualified professional. [read post]
26 Apr 2019, 7:16 am
Call Mevorah Law Offices LLC at 630-932-9100 for a free initial consultation. [read post]
3 Apr 2019, 10:00 am
Medina, an estate planning and Certified Elder Law Attorney (CELA®) and Certified Financial Planner professional (CFP). [read post]
29 Mar 2019, 11:03 am
An LLC is owned by members and operated by either third-party managers or the members themselves. [read post]
27 Mar 2019, 5:03 pm
Sara Tirschwell, an investor who had been hired by TCW in 2016 to raise and run a new distressed debt fund for the giant asset-management firm, suddenly found herself without a job on December 14, 2017. [read post]
27 Mar 2019, 10:00 am
What kind of professionals should you have in your life? [read post]
22 Mar 2019, 9:52 am
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000 23-Oct-17HAYSTACKID LLC (Investee)Knox… [read post]
