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Valentine v Interactive Brokers, LLC - Arbitrators refused to consider evidence correcting misrepresentation regarding bankruptcy filing; award vacated and vacature affirmed on appeal
1 Sep 2017, 6:49 am by MOTP
JESSICA PARKER VALENTINE AND BRYAN L. [read post]
ADR Law Texas - http://texas-arbitration-case-law.blogspot.com/
Ordinance regulating solicitation by day laborers unconstitutionally restricted commercial speech
25 Aug 2017, 7:44 am by Joy Waltemath
Town of Oyster Bay, August 22, 2017, Parker, B.). [read post]
WKL&B WOrkDay Blog - http://www.employmentlawdaily.com/index.php/blog
Recent DOL Action: Proposed Delay of Fiduciary Rule and New Transition Period Guidance
18 Aug 2017, 6:20 am by Patricia Klusmeyer
Parker MacIntyre provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
RIA Compliance Blog - http://www.riacomplianceblog.com/
BCG Securities Brokers Accused of Misrepresenting Variable Annuities
4 Aug 2017, 5:55 am by Elizabeth Dalziel
According to Parker MacIntyre attorney Pratt H. [read post]
RIA Compliance Blog - http://www.riacomplianceblog.com/
[Eugene Volokh] Man tries to get online material taken down — via denial-of-service extortion and bomb threats
3 Aug 2017, 10:52 am by Eugene Volokh
Attorney John Parker of the Northern District of Texas. [read post]
The Volokh Conspiracy - http://www.volokh.com/
Homeowner loses foreclosure fight and bank is awarded attorney's fees, but they are added to the debt under the note, to be paid from the proceeds of the sale
29 Jul 2017, 9:56 am by Wolfgang Demino
HSBC BANK USA, N.A. v CRUM No. 3:14-CV-3522-B USDC Tex. [read post]
Texas Debt Suit Defense 101 - http://debt-suit-litigation-in-texas.blogspot.com
[David Kopel] D.C. Circuit upholds right to bear arms for D.C. residents
25 Jul 2017, 11:41 am by David Kopel
The opinion was written by Judge Thomas B. [read post]
The Volokh Conspiracy - http://www.volokh.com/
7 Questions to Ask Before Issuing Stock Options to Your Employees
17 Jul 2017, 1:26 pm by Steven Buchwald
These issues are usually resolved by making an 83(b) election. [read post]
Startup Law Blog - https://buchwaldlaw.com/startup-law-blog/
SEC Charges Investment Adviser for Overbilling Clients to Pay Personal Expenses
10 Jul 2017, 6:52 am by Elizabeth Dalziel
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
RIA Compliance Blog - http://www.riacomplianceblog.com/
New genetics technologies set to revolutionize life sciences
5 Jul 2017, 7:00 am by Sara Josselyn
The author would like to thank Jamie Parker, Summer Student, for his assistance in preparing this legal update. [read post]
Deal Law Wire - http://www.deallawwire.com/
SEC Proposes Amendments to Investment Advisers Act Regarding Small Business Investment Companies
29 Jun 2017, 7:06 am by Elizabeth Dalziel
Section 203(b)(7) of the Advisers Act provides that investment advisers who only advise SBICs are exempt from registration. [read post]
RIA Compliance Blog - http://www.riacomplianceblog.com/
What’s Actually in the Manafort FARA Filing?
28 Jun 2017, 2:02 pm by Matthew Kahn
” Exhibit B (Form NSD-4) provides information about the terms and conditions of the agreement between the foreign principal and agent. [read post]
Lawfare - http://www.lawfareblog.com/
Weekly Roundup: May 19–May 25, 2017
26 May 2017, 6:33 am
Parker and Kaitlin E. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Overload of Fluids in Hospital Negligence Case Leads to Wrongful Death
18 Apr 2017, 8:00 am by Robert Kreisman
Watkins, Robert B. [read post]
Chicago Medical Malpractice Attorney Blog - http://www.robertkreisman.com/medical-malpractice-lawyer/
Why odds are good that Gorsuch will get a confirmation vote
20 Mar 2017, 3:00 am by Scott Bomboy
Parker, lost in a 41-39 floor vote. [read post]
Constitution Daily - http://blog.constitutioncenter.org/
Why odds are good that Gorsuch will get a confirmation vote
20 Mar 2017, 3:00 am by Scott Bomboy
Parker, lost in a 41-39 floor vote. [read post]
Constitution Daily - http://blog.constitutioncenter.org/
Why odds are good that Gorsuch will get a confirmation vote
20 Mar 2017, 3:00 am by Scott Bomboy
Parker, lost in a 41-39 floor vote. [read post]
Constitution Daily - http://blog.constitutioncenter.org/
SEC Addresses Two Scenarios That May Result in RIA Custody: SLOAs and Custodial Contract Authority
9 Mar 2017, 6:00 am by Patricia Klusmeyer
Parker MacIntyre provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
RIA Compliance Blog - http://www.riacomplianceblog.com/
In Honor of International Women's Day, Some Films That Include Female Lawyer and Judge Characters #IWD2017 #IWD
8 Mar 2017, 11:28 am
In honor of International Women's Day, a list of some films that feature female lawyers and judges.A la folie, pas du tout (2002). [read post]
Law & Humanities Blog - http://lawlit.blogspot.com/
In Honor of International Women's Day, Some Films That Include Female Lawyer and Judge Characters #IWD2017 #IWD
8 Mar 2017, 11:28 am by Christine Corcos
In honor of International Women's Day, a list of some films that feature female lawyers and judges.A la folie, pas du tout (2002). [read post]
Law and Humanities Blog - http://lawlit.blogspot.com/