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22 Oct 2019, 11:44 am by Silver Law Group
According to FINRA Disciplinary actions for August 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Patrick Auckland   TIAA-VREF Individual & Institutional Services   Morgan Stanley   Matthew DiNinno   Morgan Stanley   Merrill Lynch, Pierce, Fenner & Smith   Nicholas Diesso   Ameriprise Financial Services  … [read post]
25 Jun 2016, 7:03 am by Rishabh Bhandari
Isaac Park analyzed the Supreme Court’s ruling in RJR Nabisco, Inc. v. [read post]
3 Mar 2018, 10:17 am by William Ford
Robert Williams shared his most recent essay for the Aegis Paper Series, “The ‘China Inc. [read post]
15 Feb 2019, 3:40 am by Andrew Lavoott Bluestone
 Justicebacker Inc. v Abeles  2019 NY Slip Op 30294(U)  February 7, 2019 Supreme Court, New York County  Docket Number: 650374/2017 Judge: David Benjamin Cohen  is an example of how this might work. [read post]
28 Oct 2022, 6:30 am
Fairfax (University of Pennsylvania) , on Thursday, October 27, 2022 Tags: board diversity, Board of Directors, Corporate Social Responsibility, dei, Diversity, Long-Term value Assessing the Executive Pay Landscape Ahead of 2023 Posted by Amit Batish, Equilar, Inc., on Thursday, October 27, 2022 Tags: Board of Directors, Disclosure, Executive Compensation, Pay for performance, Proxy advisors, SEC [read post]
6 Dec 2019, 5:43 am
Performance Metrics: Accelerating the Stakeholder Model Posted by Connor Doyle, Equilar, Inc., on Friday, November 29, 2019 Tags: Accounting, Board composition, Boards of Directors, Corporate culture, Diversity, Firm performance, Performance measures, Shareholder primacy, Stakeholders Policy Overhaul—Executive Compensation Posted by Glenn Davis and Ken Bertsch, Council on Institutional Investors, on Saturday, November 30, 2019… [read post]
17 Dec 2014, 8:10 am by Adam Weinstein
Below is a list of brokerage firms that have sold Atlas Energy private placements: Alliance Affiliated Equities Corporation AXA Advisors, LLC Benjamin & Jerold Brokerage I, LLC Berthel, Fisher & Company Financial Services, Inc. [read post]