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31 Oct 2018, 1:54 pm
When this happens, more investors are placed at risk of suffering unnecessary and significant investment losses. [read post]
28 Aug 2020, 5:18 am
., INVESTING IN AMERICAN JOBS for retail store services and PROUDLY MADE IN THE USA for electric shavers.Applicant argued that its specimens of use (see picture above) "unequivocally demonstrate trademark use of the mark in on [sic] the inside collar of Applicant's goods and upon the product packaging. [read post]
3 Sep 2019, 6:42 am
New trial ordered for 2 men in Via Rail terror caseNew Canadian workplace harassment law will be real ’game changer’ for employersNew Website for Canadian Judicial CouncilJudge blocks Missouri 8-week abortion banDiscipline hearing delayed for Toronto cop who arrested then released serial killer Bruce McArthur in 2016Gregory Craig, Washington Lawyer on Trial, Says He Never Lied to InvestigatorsDragons’ Den star Kevin O’Leary confirms he was involved in fatal Muskoka… [read post]
20 Jan 2015, 5:36 am
” — Professor Bruce Schneier, Dec. 19, 2014. [read post]
11 Sep 2012, 6:50 pm
In return, Vaughn represented that investor funds would be used for real estate investments. [read post]
10 Feb 2012, 5:25 am
” Stressed-Out Compliance Officers May Soon Feel Even More Heat From SEC by Bruce Carton in Compliance Week’s Enforcement Action Unfortunately, this stress level is about to go even higher for compliance officers at investment firms if the SEC follows through on a recent decision that such compliance officers may themselves be sued as “supervisors.” According to Investment News, the SEC “sees compliance as an area ripe for… [read post]
31 May 2007, 8:59 am
., a Shorewood, Minnesota-based consulting and training firm for the financial service industry, conducted a survey of 100 investment advisers and other financial services professionals. [read post]
14 Oct 2009, 8:03 am
At least 4,000 clients of UBS and other private banks have come forward in recent months … One of those clients was Bruce Krasting. [read post]
6 Apr 2011, 5:00 am
He managed to get Bruce Karpati, the co-head of the SEC’s Asset Management unit, to participate. [read post]
23 Apr 2015, 11:15 am
The record label uses the proceeds to recoup investments in artists and to reinvest in new and emerging artists. [read post]
15 Jan 2012, 4:43 am
“As we’ve been very active in growing the company in the private pay space, the EBITDA we expect to receive from our 2011 acquisitions will help to offset majority of the Medicare rate cut,” said Bruce Mackey, Jr., president and CEO of Five Star. [read post]
30 Jan 2013, 4:33 am
The case could have important implications for investor suits against hedge funds and other investment funds that are not themselves covered by SLUSA, but that are set up for the purpose of investing in equities, options, and other covered securities. [read post]
14 Oct 2011, 5:00 am
All public companies are not subject to the same requirements that apply to regulated entities such as broker-dealers and investment advisers. [read post]
22 Feb 2017, 11:57 am
Maybe Tom Bruce did not ask kindly enough in 2013 when he wrote “Dear Federal Agencies … put your goddamned ALJ Opinions Up” in this post. [read post]
1 Aug 2011, 9:52 pm
After all, in love, unlike law, even where material misrepresentations are made, money damages are not awarded for bad investments. [read post]
6 Jul 2012, 6:35 am
"How investing in compliance programs can mitigate risk," Bruce Reinhart for Smart Business Magazine from McDonald Hopkins The Impact Of Twombly & Iqbal In Products Cases from Epstein Becker & Green Is Skype HIPAA-Compliant? [read post]
25 Jul 2011, 9:31 am
.), "International Investment Law and Comparative Public Law" - Reviewer: Kulick, AndreasJones, Bruce D; Forman, Shepard, "Cooperating For Peace and Security" - Reviewer: Chainoglou, Kalliopi Chesterman, Simon; Fisher, Angelina (eds), "Private Security, Public Order. [read post]
19 Jul 2012, 7:07 am
.” UPDATE: Okay, this is worth quoting, too: As economist and frequent Republican-party critic Bruce Bartlett recently pointed out, “As of March 31, $452.6 billion of net stimulus funds had been disbursed in ways that show up in the national income accounts. [read post]
22 Oct 2013, 5:00 am
” – In a 2012 interview of Bruce Karpati, former co-head of the SEC’s asset-management enforcement unit Instead of achieving realizations and returning capital, the SEC is looking at a small number of funds that may be sitting on investments merely to earn investment fees. [read post]
29 Apr 2019, 1:10 pm
The investors were allegedly promised their money would be used only to purchase tickets to events including the Broadway shows Harry Potter and the Cursed Child, Hello Dolly, and Bruce Springsteen on Broadway, and a professional boxing match between Floyd Mayweather Jr. and Conor McGregor. [read post]
