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27 May 2016, 6:04 am
The securities lawyers of Gana LLP are investigating a customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against broker Bruce Slater (Slater). [read post]
18 May 2016, 9:56 am
Prior, when Bruce was at the SEC he interviewed Igor and hired him to join the SEC. [read post]
10 May 2016, 9:08 am
Contents include:Ming Du & Qingjiang Kong, EC—Seal Products: A New Baseline for Global Economic Governance and National Regulatory Autonomy Debate in the Multilateral Trading System Bruce Wardhaugh, Buying Competition: Developing Competition Regimes through a WTO-Compliant Generalised System of Preferences Ioannis Glinavos, Public Interests, Private Disputes: Investment Arbitration and the Public Good Gbenga Oduntan, The ‘Reimaginarium’ of Lex Mercatoria:… [read post]
9 May 2016, 5:00 am
A year earlier, the employee had made a contribution to Bruce Rauner who was running for Governor of Illinois. [read post]
3 May 2016, 2:41 pm
Bruce Joseph, Wiley Rein LLP: Section 512(a), conduit function—that both retrospectively and prospectively is working right and the balance will continue to be right 20 years from now. [read post]
30 Apr 2016, 6:05 am
Call Associates and Bruce L. [read post]
29 Apr 2016, 8:32 am
The excessive trading was inconsistent with the funds’ stated investment strategy, the court noted. [read post]
31 Mar 2016, 9:51 am
(Ambler, Pennsylvania), John Plesnar Freeman (Newtown, Pennsylvania) and William Bruce Fretz Jr. [read post]
25 Mar 2016, 8:45 am
Taiwanese Deputy Foreign Minister Bruce Linghu announced a media tour of Taiping (Itu Aba), which took place on Wednesday, as part of a larger diplomatic blitz in advance of the upcoming merits decision in the Philippines v. [read post]
24 Mar 2016, 10:01 pm
“They have invested substantially in developing science and risk-based food safety programs. [read post]
24 Mar 2016, 6:18 am
The securities fraud lawyers of Gana LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority’s (FINRA) against broker Bruce Stark (Stark). [read post]
23 Mar 2016, 6:17 am
According to FINRA’s March 2016 Disciplinary Report, Michael Bruce Winegar (CRD #1232800, Salem, Oregon) recently submitted an AWC in which he was barred from association with any FINRA member in any capacity. [read post]
13 Mar 2016, 9:36 pm
Bruce Klingner of Heritage will host a panel discussion with Dr. [read post]
4 Mar 2016, 6:00 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, March 4, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 26, 2016 to March 3, 2016. 2015 CPA-Zicklin Index of Corporate Political Disclosure Posted by Bruce F. [read post]
1 Mar 2016, 2:36 pm
Today, FBI Director James Comey and Apple’s General Counsel Bruce Sewell both testified before the House Judiciary Committee during a hearing covering encryption and “going dark” matters. [read post]
26 Feb 2016, 6:00 am
So did Bruce Carton. [read post]
25 Feb 2016, 10:00 pm
In a recent paper, Bruce Friedrich, a student at Georgetown University Law Center, highlighted the U.S. [read post]
20 Feb 2016, 10:56 am
Loretta Lynn, Tom Petty, Village People, Bruce Springsteen have successfully terminated, having survived long enough. [read post]
18 Feb 2016, 7:32 am
Grom broke the rule and revealed that investment banks may not have taken Regulation AC to heart. [read post]
11 Feb 2016, 7:34 am
Juan A. [read post]
