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15 Jul 2010, 8:56 am by Meg Martin
Frank, Frank Law Office, PC, Cheyenne, Wyoming.Representing Runyan: J. [read post]
19 Sep 2013, 11:00 pm
Rule 506(c) and the "bad actor" disqualification requirements codified under Rule 506(d) become effective September 23, 2013. [read post]
19 Sep 2013, 11:00 pm
Rule 506(c) and the "bad actor" disqualification requirements codified under Rule 506(d) become effective September 23, 2013. [read post]
6 Mar 2011, 2:57 pm by James Hamilton
In Morrison, noted SIFMA, the Supreme Court discussed the meaning of Section 30(b) of the Exchange Act, a jurisdictional provision substantively identical to Section 30(c) of the Exchange Act, as inserted by Section 772 of Dodd-Frank. [read post]
2 Jun 2023, 4:00 am by Microjuris PR
El licenciado Frank Torres Viada ofreció su análisis sobre el proceso del referido a Justicia. [read post]
26 Aug 2011, 3:21 pm by James Hamilton
However, the MFA cautioned that the proposed transitional relief could affect the operations of a 3(c)(1) fund that invests in another 3(c)(1) fund. [read post]
30 Sep 2007, 10:29 am
Collyer has told Congressman John Murtha (D-Pa.) that he must provide further information via a deposition the defamation lawsuit that Marine Staff Sergeant Frank Wuterich has filed against him before she will dismiss the lawsuit.... [read post]
22 Nov 2011, 7:06 am by Moria Miller
JohnstonJohnston argued that Dodd-Frank fails to address the central issue of government officials and experts misrepresenting market conditions to rational consumers. [read post]
14 Nov 2011, 5:02 am
A Franks violation was alleged leading to search warrant for child pornography on their computers, and none was found. [read post]
7 Mar 2011, 8:12 am by By BEN PROTESS
An S.E.C. internal review has concluded that the agency would need about 400 additional employees to meet its obligations under the Dodd-Frank Act, Bloomberg News reports. [read post]
26 Jul 2010, 9:32 am by By PETER J. HENNING
White Collar Watch examines how the Dodd-Frank Act, now law, enables the Securities and Exchange Commission to encourage whistle-blowers who reveal a broad array of securities fraud. [read post]