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19 Dec 2022, 6:31 am
In March 2022, for the first time in its history, the Securities and Exchange Commission (the “SEC”) proposed rules mandating disclosure related to climate change. [read post]
16 Dec 2022, 6:30 am
Securities and Exchange Commission, on Thursday, December 15, 2022 Tags: 10b5-1, Corporate governance, Insider trading, SEC, SEC enforcement, Securities Exchange Act of 1934 Statement by Commissioner Peirce on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements Posted by Hester M. [read post]
16 Dec 2022, 6:30 am
Securities and Exchange Commission, on Thursday, December 15, 2022 Tags: 10b5-1, Corporate governance, Insider trading, SEC, SEC enforcement, Securities Exchange Act of 1934 Statement by Commissioner Peirce on Final Amendments to Rule 10b5-1 and Other Insider Trading Requirements Posted by Hester M. [read post]
15 Dec 2022, 8:00 am
However, CA RIAs can avoid these additional requirements by engaging a PCAOB-registered auditor to prepare and distribute audited financial statements to all beneficial owners of the pooled investment vehicle, and the Commissioner of the California Department of Financial Protection and Innovation (“DFPI”). [read post]
15 Dec 2022, 4:00 am
However, CA RIAs can avoid these additional requirements by engaging a PCAOB-registered auditor to prepare and distribute audited financial statements to all beneficial owners of the pooled investment vehicle, and the Commissioner of the California Department of Financial Protection and Innovation (“DFPI”). [read post]
12 Dec 2022, 7:23 am
Internet and Social Media Sir Elton John has become the latest celebrity to leave Twitter since its acquisition by Elon Musk. [read post]
2 Dec 2022, 10:49 am
As the Office of the United Nations High Commissioner for Human Rights (OHCHR) has stated, “the obligation to indiscriminately retain data exceeds the limits of what can be considered necessary and proportionate. [read post]
29 Nov 2022, 5:00 am
.%20CASS City's position of Commissioner of General Services continued as jurisdictionally classified in the Competitive Class as appointment to the position [1] can be tested for via competitive examination and, presumably, [2] the duties of the position fail to meet all the requirements of §35(e) of the Civil Service Law and thus it cannot be placed in the Unclassified Service.… [read post]
29 Nov 2022, 5:00 am
.%20CASS City's position of Commissioner of General Services continued as jurisdictionally classified in the Competitive Class as appointment to the position [1] can be tested for via competitive examination and, presumably, [2] the duties of the position fail to meet all the requirements of §35(e) of the Civil Service Law and thus it cannot be placed in the Unclassified Service.… [read post]
28 Nov 2022, 9:00 pm
.%20CASS Civil Service Law §75 requires that a hearing officer appointed to conduct a disciplinary hearing be so designated in writing by the appointing authority http://www.nycourts.gov/reporter/3dseries/2016/2016_02658.htm Claiming exempt volunteer firefighter status for the purposes of Civil Service Law §75.1(b) http://www.nycourts.gov/reporter/3dseries/2018/2018_05597.htm Claiming the affirmative defense of "privilege"… [read post]
28 Nov 2022, 9:00 pm
.%20CASS Civil Service Law §75 requires that a hearing officer appointed to conduct a disciplinary hearing be so designated in writing by the appointing authority http://www.nycourts.gov/reporter/3dseries/2016/2016_02658.htm Claiming exempt volunteer firefighter status for the purposes of Civil Service Law §75.1(b) http://www.nycourts.gov/reporter/3dseries/2018/2018_05597.htm Claiming the affirmative defense of "privilege"… [read post]
28 Nov 2022, 9:00 pm
.%20CASS City's position of Commissioner of General Services continued as jurisdictionally classified in the Competitive Class as appointment to the position [1] can be tested for via competitive examination and, presumably, [2] the duties of the position fail to meet all the requirements of §35(e) of the Civil Service Law and thus it cannot be placed in the Unclassified Service.… [read post]
28 Nov 2022, 9:00 pm
.%20CASS City's position of Commissioner of General Services continued as jurisdictionally classified in the Competitive Class as appointment to the position [1] can be tested for via competitive examination and, presumably, [2] the duties of the position fail to meet all the requirements of §35(e) of the Civil Service Law and thus it cannot be placed in the Unclassified Service.… [read post]
28 Nov 2022, 5:55 am
The Ethiopian Human Rights Commission and the Office of the United Nations High Commissioner for Human Rights established a Joint Investigation Team (JIT) which released its report on Nov. 3, 2021. [read post]
UK Information Commissioner’s Office released a New Draft Employment Guidance for Monitoring at Work
28 Nov 2022, 1:01 am
If the monitoring involves the processing of special category data, the monitoring is prohibited unless a special category data condition applies e.g., if it is necessary to comply with employment law or social security and social protection law.Consent.The Employment Practices Code notes that there are limitations as to how far consent can be relied on as the legal basis for an employer’s monitoring in an employment context, since the consent must be “freely… [read post]
24 Nov 2022, 9:00 pm
Securities and Exchange Commission, on Friday, November 18, 2022 Tags: Asset management, Disclosure, ESG, Financial regulation, SEC enforcement, Stewardship Remarks by Commissioner Peirce before FINRA’s Certified Regulatory and Compliance Professional Dinner Posted by Hester M. [read post]
24 Nov 2022, 9:00 pm
Securities and Exchange Commission, on Friday, November 18, 2022 Tags: Asset management, Disclosure, ESG, Financial regulation, SEC enforcement, Stewardship Remarks by Commissioner Peirce before FINRA’s Certified Regulatory and Compliance Professional Dinner Posted by Hester M. [read post]
23 Nov 2022, 5:04 pm
” “The Commission’s report documents the Chinese government’s continued use the tools of authoritarian governance to centralize power, restrict basic human rights, and maintain majoritarian social control,” said CECC Cochair McGovern. [read post]
23 Nov 2022, 6:32 am
One group of five former Commissioners, including former SEC Chairs Richard C. [read post]
23 Nov 2022, 6:32 am
One group of five former Commissioners, including former SEC Chairs Richard C. [read post]