Search for: "Capital Closing Services, LLC" Results 321 - 340 of 707
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13 Jun 2019, 5:13 am by Geoff Cockrell
Our expert panel included Daniel Brinkenhoff (Principal at Centre Partners Management LLC), Goran Dragolovic (Chief Executive Officer of Women’s Health USA), Jonathan Lewis (Partner at Sheridan Capital Partners), and Bill Southwick (Chief Executive Officer of QualDerm Partners). [read post]
13 Nov 2023, 1:01 pm by The White Law Group
FINRA Rule 2020 Example In October of 2014, The Securities and Exchange Commission (SEC) took action against a high-frequency trading firm, Athena Capital Research, for manipulating the closing prices of numerous NASDAQ-listed stocks during a six-month period in 2009. [read post]
30 Jun 2010, 7:14 pm by Angel Reyes
Foreside Fund Services, LLC is the distributor of the AdvisorShares ETFs. [read post]
4 Sep 2012, 10:21 am by Christine E. Goepp
 The FCC is holding an LLC’s owner personally accountable for a proposed $1.7 million fine because of his company's alleged misconduct. [read post]
22 May 2024, 4:03 am by Andrew Lavoott Bluestone
Zaccaro, Co., Inc. v DHA Capital, LLC, 157 AD3d 602, 602 [1st Dept 2018], lv denied 31 NY3d 907 [2018]; see also Jerome Prince, Richard on Evidence § 8-215 [Farrell 11th ed 1995]). [read post]
27 May 2007, 10:11 pm
No Memorial Day weekend in the capital is complete without the ritualistic rumble of motorcycles and bikers of Rolling Thunder. [read post]
1 Nov 2023, 10:57 am by The White Law Group
Many of the allegations are in connection with unsuitable alternative investment recommendations, such as GPB Capital offerings. [read post]
13 Jun 2022, 6:46 pm by Francis Pileggi
The Chancery Court recently required Authentix Holdings L.P. directors who were also employees of the brand protection services company’s controlling stockholder, private equity giant The Carlyle Group, to show that Authentix’s sale to Carlyle-connected Blue Water Energy met Delaware’s exacting entire fairness standard, in Manti Holdings LLC et al. v. [read post]
13 Oct 2009, 1:35 am
Supreme Court decision that governs how juries should deliberate during the penalty phase of a capital trial. [read post]
2 Jun 2017, 6:25 am
Posted by Robbie McLaren and Nick Cline, Latham & Watkins LLP, on Monday, May 29, 2017 Tags: Acquisition agreements, Cross-border transactions, Deal protection, EU, Europe, International governance, Leveraged acquisitions, Mergers & acquisitions, Taxation, UK 2017 Venture Capital Report Posted by Mick Bain and Lia Der Marderosian, Wilmer Cutler Pickering Hale and Dorr LLP, on Tuesday, May 30, 2017 Tags: Capital formation, Equity-based compensation, Executive… [read post]
25 Mar 2010, 1:00 pm by Lucas A. Ferrara, Esq.
Those firms are: The Carlyle Group; Riverstone Holdings LLC; Pacific Corporate Group Holdings, LLC; HM Capital Partners I; Levine Leichtman Capital Partners; Access Capital Partners; Falconhead Capital; Markstone Capital Group LLC; Wetherly Capital Group; Freeman Spogli & Co.; and Ares Management, LLC. [read post]
24 Jul 2009, 1:00 pm
I have previously written (link here) about the ongoing dispute between Roy Tuccillo and Geisha NYC, LLC ("Geisha NYC") over the restaurant name "Japonais" (the "JAPONAIS mark"). [read post]
23 Jul 2018, 11:53 am by Renae Lloyd
The original complaint also listed RBC Capital Markets as a co-defendant with Wells Fargo Advisors and the advisor who was with RBC from 2004 to 2010. [read post]
27 Oct 2009, 1:19 am
"He ain't no pervert," Clark told the jury in closing arguments. [read post]
16 May 2019, 4:06 am by Andrew Lavoott Bluestone
“In March 2015, the plaintiffs executed a consolidated note in favor of the defendant Carrington Mortgage Services, LLC (hereinafter Carrington), in the sum of $715,533, which was secured by a consolidated mortgage on the plaintiffs’ property in Brooklyn. [read post]
20 Jun 2008, 7:55 am
Last year, an 11th Circuit panel reversed key parts of a 2005 decision by Judge Marvin Shoob, who had ruled that the SEC was wrong to close down Merchant Capital LLC of Tennessee, which the SEC claimed had defrauded investors of more than $20 million. [read post]