Search for: "Capital Funding, LLC "
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18 Feb 2010, 2:56 pm
Maddox Hargett & Caruso is investigating ongoing complaints by investors who sustained losses in private placement offerings related to Medical Capital Holdings, Provident Asset Management LLC and Pacific Cornerstone Capital. [read post]
22 Feb 2011, 9:45 am
Carr Miller Capital LLC The New Jersey Office of the Attorney General and the Bureau of Securities filed a lawsuit against Carr Miller Capital LLC and its three principals. [read post]
5 Jun 2024, 1:45 pm
Since at least 2014, Crown Capital allegedly recommended that clients purchase or hold mutual fund share classes that charged 12b-1 fees when lower-cost share classes of the same funds were available. [read post]
8 Aug 2011, 5:41 pm
Paige Capital Management LLC. v. [read post]
11 May 2017, 7:36 am
SEC Sanctions Barclays Capital for Overcharging Clients According to a press announcement today, The Securities and Exchange Commission is requiring Barclays Capital to refund advisory fees or mutual fund sales charges to clients who were overcharged. [read post]
20 Jul 2016, 11:30 am
Following the hosting of a rambunctious Fourth of July party in the Hamptons, Moore Capital Management has fired fund manager Brett Barna. [read post]
13 Feb 2012, 9:44 am
Whitman, the head portfolio manager at Whitman Capital, LLC, related to alleged insider trading. [read post]
26 Aug 2018, 7:59 pm
” He touted VCAP LLC, which was his trading fund, as trading in options, equities, and futures contracts. [read post]
10 Sep 2020, 6:46 am
Commodity Futures Trading Commission (CFTC) obtained a final order resolving their charges against Dominick Vincent Carducci and his company VOS Capital Management, LLC (VOS Capital). [read post]
4 Feb 2013, 12:16 am
IMF Australia Ltd, another litigation funder that is listed in Australia, is the corporate parent of Bentham Capital LLC, which is also in the business of funding U.S. litigation. [read post]
15 Dec 2010, 4:37 pm
Paul Venture Fund LLC ("St. [read post]
5 Aug 2010, 6:06 am
He has represented clients in connection with company formations, venture capital, mergers and acquisitions and the formation of private equity funds. [read post]
14 Mar 2014, 8:50 am
LVNV Funding, LLC and Delgado v. [read post]
14 Mar 2014, 8:50 am
LVNV Funding, LLC and Delgado v. [read post]
1 Jul 2007, 12:25 pm
Bain Capital Fund VII, LLC, 922 A.2d 1169 (Del. [read post]
6 Dec 2011, 12:04 am
Cambridge Home Capital, LLC ("Cambridge"), Seth Kramer and Craig Hyman, two principals of the lender; Seth Lapidus and Jacqueline Derrell, two former managers at the company; and Cambridge Funding Group, LTD., an affiliated business, have settled a civil lawsuit concerning claims of mortgage fraud. [read post]
18 Nov 2011, 12:02 pm
According to IMH Financial Corporation latest 10-K annual report published in April 2011, from 2003 until 2008 The IMH Secured Loan Fund, LLC “raised $875 million of equity capital. [read post]
6 Jul 2020, 8:34 am
Securities and Exchange Commission (SEC) issued a Notice of Covered Action regarding action against the investment adviser Everest Capital LLC (Everest) and its sole principal, Marko Dimitrijevic. [read post]
25 Jun 2014, 8:49 am
According to the SEC, the firm’s founder and another individual later pocketed some of the transferred investor proceeds to enrich themselves.The SEC alleges that Weston Capital Asset Management LLC and its founder and president Albert Hallac illegally drained more than $17 million from a hedge fund they managed and transferred the money to a consulting and investment firm known as Swartz IP Services Group Inc. [read post]
7 Apr 2021, 12:38 pm
Summer Street Capital Partners, LLC, a private equity fund based in Buffalo, New York, Wednesday announced it has completed the sale of Baltimore-based Curtis Bay Medical Waste Services to Aurora Capital Partners of Los Angeles, following a competitive auction managed by Stifel. [read post]
