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3 Jun 2021, 3:30 am
To the extent that the securities in the Underlying Index are concentrated in one or more industries or groups of industries, the Fund may concentrate in such industries or groups of industries. [read post]
3 Jun 2021, 1:03 am
Randy King, his son Matthew King, and Andrea Trout founded and ran The Legacy Group, Inc. a real estate investment firm based in Colorado Springs. [read post]
28 May 2021, 8:02 am
According to FINRA Disciplinary actions for March 2021, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Christian Evans Morgan Stanley Highland Capital Funds Distributor, Inc. [read post]
27 May 2021, 7:47 am
He was reportedly registered with Southeast Investments, NC Inc. in Charlotte, NC for 7 years and prior to that he worked for Capital Investment Group, Inc. [read post]
13 May 2021, 2:24 pm
Seeking to capitalize on the forfeiture rule, defendants in the high-profile Perrigo securities litigation are now seeking dismissal of direct actions brought by a half dozen institutional investors before class certification was issued.[9] The Perrigo court, which is also located in the District of New Jersey, has not yet issued a ruling on the issue. [read post]
7 May 2021, 5:55 am
Gray, Jr., Mayer Brown LLP, on Wednesday, May 5, 2021 Tags: Boards of Directors, Charter & bylaws, Institutional Investors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder voting, Solicitation, Universal proxy ballots What BlackRock Gets Right in its Newly Minted Human Rights Engagement Policy Posted by Malcolm Rogge (Harvard Law School), on Wednesday, May 5, 2021 … [read post]
6 May 2021, 9:03 pm
Most of the research projects it funds are completed within one year. [read post]
5 May 2021, 10:18 am
If you lost money in GPB funds with Capital Investment Group, Inc., you may have a claim. [read post]
5 May 2021, 7:46 am
If you have losses from the purchase of securities through Harbor City Capital Corp., Harbor City Ventures, LLC; Harbor City Digital Ventures, Inc.; HCC Media Funding, LLC or any of five other “special purpose” entities, contact Silver Law Group for a no-cost consultation at (800) 975-4345 or ssilver@silverlaw.com. [read post]
4 May 2021, 1:08 pm
In addition, forward purchase agreements documenting advance share subscriptions may be entered into between the SPAC and its founders to provide additional funding for acquisitions and/or additional working capital requirements if needed by the SPAC. [read post]
4 May 2021, 6:13 am
Under certain conditions, loans to small companies outside of a group are also permitted. [read post]
3 May 2021, 9:05 pm
Consider the $300 million in fees Chinese e-commerce behemoth Alibaba paid its underwriters—Citigroup, Inc., Credit Suisse Group AG, Deutsche Bank, Goldman Sachs Group, Inc. and JPMorgan Chase Co. [read post]
3 May 2021, 1:54 pm
Real Estate Investment Trusts (REIT) REITs are modeled after mutual funds in the sense that a company owns or finances income-producing real estate and typically offer investors a revenue stream, diversification, and long-term capital appreciation. [read post]
23 Apr 2021, 4:00 am
The group expects some of the disclosures to include that companies are changing their lobbying practices. [read post]
22 Apr 2021, 6:15 am
If you’re an investor in GPB Capital Holdings, contact Silver Law Group to discuss options to recover your investment losses. [read post]
21 Apr 2021, 12:30 pm
The post Silver Law Group Sues Law Firm For Allegedly Keeping Escrow Funds appeared first on Securities Arbitration Lawyers Blog. [read post]
21 Apr 2021, 9:37 am
ARKADIOS CAPITAL AEON CAPITAL INC AVERE FINANCIAL GROUP, LLC BCG Securities, Inc. [read post]
20 Apr 2021, 4:27 am
Druva is a privately held company headquartered in Sunnyvale, California and is funded by Sequoia Capital, Viking Global Investors, CDPQ, Neuberger Berman, Tenaya Capital, Riverwood Capital and Nexus Partners. [read post]
16 Apr 2021, 8:43 am
Visa’s Incentives to Banks Examined In Justice Department ProbeBloomberg Law – April 8, 2021 (subscription required) The U.S. antitrust investigation of Visa Inc. is scrutinizing deals the company has with banks to entice them to process more online debit-card transactions over its network — spending that surged amid coronavirus lockdowns. [read post]
15 Apr 2021, 7:32 am
Two of the cases involve criminal law, and one is a capital case. [read post]
