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15 Dec 2022, 4:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
9 Dec 2022, 7:04 am
” The scammer claimed they had been doing business with a company named HBS Systems Inc. in Richardson (which the attorney called and verified is a real company), that HBS had violated a copyright on some software, had admitted to this, and had settled on $2.9 million as a settlement. [read post]
9 Dec 2022, 6:34 am
Proxy Season Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, December 8, 2022 Tags: Corporate purpose, Corporate Social Responsibility, ESG, Esg governance, EU, Human rights [read post]
9 Dec 2022, 6:34 am
Proxy Season Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, December 8, 2022 Tags: Corporate purpose, Corporate Social Responsibility, ESG, Esg governance, EU, Human rights [read post]
5 Dec 2022, 8:26 am
Blackwells Capital Attempts to Replace AR Global as External Manager of GNL According to the DIWire this week, Blackwells Capital LLC, an activist investor, reportedly filed a preliminary proxy statement on Friday to attempt to replace AR Global (Formerly American Realty Capital) as the external manager of Global Net Lease Inc. [read post]
2 Dec 2022, 11:53 am
” The scammer claimed they had been doing business with a company named HBS Systems Inc. in Richardson (which the attorney called and verified is a real company), that HBS had violated a copyright on some software, had admitted to this, and had settled on $2.9 million as a settlement. [read post]
2 Dec 2022, 6:30 am
Riesenberg, Ceres, on Saturday, November 26, 2022 Tags: Ceres, Climate change, Esg governance, PCAOB, SEC enforcement, Sustainability Linking Executive Compensation to ESG Performance Posted by Merel Spierings, The Conference Board, Inc., on Sunday, November 27, 2022 Tags: annual plans, ESG, ESG Performance, Executive Compensation, Institutional Investors, stakeholder capitalism, Stakeholders The corporate director’s guide to overseeing deals Posted by Maria… [read post]
2 Dec 2022, 6:30 am
Riesenberg, Ceres, on Saturday, November 26, 2022 Tags: Ceres, Climate change, Esg governance, PCAOB, SEC enforcement, Sustainability Linking Executive Compensation to ESG Performance Posted by Merel Spierings, The Conference Board, Inc., on Sunday, November 27, 2022 Tags: annual plans, ESG, ESG Performance, Executive Compensation, Institutional Investors, stakeholder capitalism, Stakeholders The corporate director’s guide to overseeing deals Posted by Maria… [read post]
1 Dec 2022, 7:23 am
David Weigel Weigel Fiduciary Aset Management LLC RBC Capital Markets, LLC Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
28 Nov 2022, 9:02 am
DWS Investment Management Americas, Inc. [read post]
28 Nov 2022, 4:17 am
Packaging, Inc. v Cent. [read post]
27 Nov 2022, 6:30 am
Posted by Merel Spierings, The Conference Board, Inc., on Sunday, November 27, 2022 Editor's Note: Merel Spierings is a Researcher for the ESG Center at The Conference Board. [read post]
27 Nov 2022, 6:30 am
Posted by Merel Spierings, The Conference Board, Inc., on Sunday, November 27, 2022 Editor's Note: Merel Spierings is a Researcher for the ESG Center at The Conference Board. [read post]
23 Nov 2022, 8:48 am
Barndollar reportedly worked as a registered representative of Crown Capital, as well as provided asset management services as a registered investment advisor. [read post]
23 Nov 2022, 6:32 am
At one end of the spectrum, over 100 comments from commentators including asset managers/investment companies and NGO/Third sector entities generally supported broader Scope 3 disclosure (see, for example, CalSTRS, Engine No.1, As You Sow , Green Century Capital Management, Inc., and Oxfam America), including recommendations to extend the reporting requirements to smaller entities, and require third-party assurances for Scope 3 emissions disclosures. [read post]
23 Nov 2022, 6:32 am
At one end of the spectrum, over 100 comments from commentators including asset managers/investment companies and NGO/Third sector entities generally supported broader Scope 3 disclosure (see, for example, CalSTRS, Engine No.1, As You Sow , Green Century Capital Management, Inc., and Oxfam America), including recommendations to extend the reporting requirements to smaller entities, and require third-party assurances for Scope 3 emissions disclosures. [read post]
22 Nov 2022, 12:57 pm
Baltimore-based Grant Capital Management Inc. has provided $12.7 million for the implementation of an energy efficiency project at the Jersey City (N.J.) [read post]
21 Nov 2022, 9:02 am
DWS Investment Management Americas, Inc. [read post]
17 Nov 2022, 1:23 pm
For example, Youtube is a subsidiary company formed as an LLC and is owned by Alphabet, Inc. [read post]
17 Nov 2022, 6:30 am
SolarWinds, which became a public company in October 2018, was in the business of selling information technology infrastructure management software. [read post]
