Search for: "Central States Marketing"
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25 Mar 2020, 5:20 pm
The central role of market intelligence. [read post]
10 Jul 2020, 7:07 am
On 9 July 2020, the European Securities and Markets Authority (ESMA) published a letter it sent to the European Commission (Commission) as a contribution to the Commission consultation on the delegated acts on tiering, comparable compliance and fees related to third-country central counterparties (TC-CCPs) under the revised European Market Infrastructure Regulation (EMIR 2.2). [read post]
1 Feb 2017, 9:41 am
Julien Chaisse (Chinese Univ. of Hong Kong - Law) has published The Regulation of the Global Water Services Market (Cambridge Univ. [read post]
26 Feb 2009, 4:53 am
We have reported previously on moves in the United States to regulate the credit default swaps (CDS) market (our most recent post can be found by clicking here.On 19 February the International Swaps and Derivatives Association (ISDA) announced that nine of the leading dealer firms in the CDS industry have signed a letter to Charlie McCreevy, the European Commissioner for the internal market and services, confirming their commitment to an EU-based central clearing… [read post]
2 Jul 2019, 9:00 am
On 1 July 2019, the European Securities and Markets Authority (ESMA) updated its Q&As regarding the implementation of the Central Securities Depository Regulation (CSDR). [read post]
15 Mar 2016, 7:42 am
The Securities and Exchange Commission today charged Kansas-based Central States Capital Markets, its CEO, and two employees for breaching their fiduciary duty by failing to disclose a conflict of interest to a municipal client. [read post]
13 Nov 2018, 3:28 am
On 12 November 2018, the European Securities and Markets Authority (ESMA) published an updated version of its Q&As on the implementation of the Regulation on improving securities settlement in the EU and on central securities depositories (CSDR). [read post]
5 Jan 2012, 3:28 am
Under some state laws, for example, the state of mind or reliance by individual purchasers may be a critical factor; in others it may not. [read post]
27 Nov 2017, 8:41 am
The report describes how the Eurosystem (i.e. the ECB and the national central banks of EU Member States that have adopted the euro) has exercised its oversight responsibilities and conducted oversight activities in the period from June 2014 to the end of 2016. [read post]
23 Jul 2013, 1:00 am
In general the activity was not sufficient to create much movement in rental rates, but they continue to firm up in the central business districts (CBDs). [read post]
30 May 2018, 9:37 am
On 28 May 2018, the European Securities and Markets Authority (ESMA) issued final guidelines on anti-procyclicality margin measures for central counterparties (CCPs) under EMIR. [read post]
7 Jun 2022, 12:38 pm
Three independent clinical laboratories, their owner and two marketing companies, and a Massachusetts doctor have been charged with Medicaid fraud, money laundering, and kickbacks concerning urine drug tests that cost over $ 2million to the state. [read post]
1 Dec 2017, 4:46 pm
People who purchased these products on or about Oct. 25 up to Dec. 1 from QFC, Fred Meyer, Rosauers, and Central Market in Washington and Oregon are urged not to eat the fruit and throw it away. [read post]
23 Jun 2009, 11:40 pm
On June 4, 2009, the Securities and Exchange Commission filed a complaint against Angelo Mozilo, David Sambol, and Eric Sieracki, in the United States District Court, for the Central District of California, Case number CV 09-03994 VBF (AJWx). [read post]
25 Oct 2023, 10:24 am
33 US states filed a lawsuit against Meta Platforms Inc., the parent company for social media platforms like Facebook and Instagram, on Tuesday over claims that the tech giant consciously tailored and marketed its services to exploit young users for the sake of profit. [read post]
10 Sep 2013, 11:29 am
The supplementary press release proposes conditional equivalence for the following regimes: CCPs – Honk Kong, Singapore and the United States; Central clearing, requirements for non-financial counterparties and risk mitigation techniques for uncleared trades – Japan and the United States; and TRs – the United States. [read post]
26 Jul 2009, 2:19 pm
Here's what they say: While buying locally grown fresh or dried herbs at summer markets is an inexpensive way to get acquainted with new flavors, Karen Blakeslee, a K-State Research and Extension food scientist, cautioned consumers about buying oils flavored with herbs. [read post]
14 Dec 2020, 8:50 pm
The press release states that ESMA’s decision to recognise EUI as a TC-CSD after the end of the transition period will allow EUI to continue providing for a limited period of time the following services in the EU: Notary and central maintenance services in respect of securities constituted under the law of Ireland. [read post]
15 Apr 2022, 10:24 am
Survival in a Unique Landscape The contrast of regulatory complexity in the primary and secondary art market reflects a unique landscape in the Chinese art market: the dominance of the secondary market over the primary art market. [read post]
24 Mar 2022, 8:25 am
Recently, two FTC enforcement actions in the Central and Southern Districts of California highlight these risks. [read post]
