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29 Nov 2009, 11:30 am
The Millstein Center for Corporate Governance and Performance at the Yale School of Management released a policy briefing paper advocating independent board chairmanships for all public companies in March 2009; [23] the paper was subsequently endorsed by more than 50 individuals and corporate governance organizations, including CalPERS. [24] During the 2009 proxy season, there were 31 proposals on independent chairmanship, up from 26 in 2008 but down from 40 in 2007; 2009 proposals averaged 36.3… [read post]
18 Nov 2009, 7:07 am
That's what the three Bank of America executives testifying before a Congressional panel yesterday, Brian Moynihan, Charles "Chad" Gifford, and Thomas May, argued when trying to explain the suspicious firing of Mayopoulos. [read post]
17 Nov 2009, 11:26 am
"The business has "changed dramatically" from transactional to wealth management, said Charles Johnston, president of Morgan Stanley Smith Barney". [read post]
17 Nov 2009, 2:21 am
Others scheduled to testify today are Moynihan, and two bank directors, Charles Gifford and Thomas May. [read post]
29 Oct 2009, 3:22 pm
The fourteen participating firms with their case limits in parentheses are: Ameriprise Financial Services (18), Charles Schwab (10), Chase Investment Services (10), Citigroup Global Markets (60), Edward Jones (18), Fidelity Brokerage Services (10), LPL Financial (10), Merrill Lynch (60), Morgan Stanley Smith Barney (60), Oppenheimer (15), Raymond James (15), TD Ameritrade (10), UBS Financial Services (60), Wells Fargo Advisors (60). [read post]
20 Oct 2009, 2:26 am
The US is represented by Fraud Section Trial Attorney Susan Lynch, and by Edward Yarbrough and Ellen Bowden of the Middle District’s US Attorney’s office. [read post]
14 Oct 2009, 8:08 am
To accomplish this, FINRA has expanded the program to include cases against the following 14 broker-dealers (from 11 broker-dealers): Chase Investment Services (10 cases); Oppenheimer & Co. (15 cases); Raymond James Financial Services/Raymond James & Associates (10 cases); Citigroup Global Markets (60 cases); Merrill Lynch (60 cases); Morgan Stanley Smith Barney (60 cases); UBS Financial Services (60 cases); Wells Fargo Advisors (60 cases); Ameriprise Financial Services (18 cases);… [read post]
7 Oct 2009, 3:53 am
Charles Elson, director of the Weinberg Center for Corporate Governance in Delaware, calls it highly unusual. [read post]
5 Oct 2009, 5:04 pm
The brokerage firms who have agreed to participate in the pilot program are: Ameriprise Financial Services Charles Schwab Chase Investment Services Citigroup Global Markets Edward Jones Fidelity Brokerage Services LPL Financial Merrill Lynch Morgan Stanley Smith Barney Oppenheimer Raymond James TD Ameritrade UBS Financial Services Wells Fargo Advisors / Wachovia Securities Each of the above firms has committed to participate in a limited number of cases under the program on a… [read post]
3 Oct 2009, 7:25 am
It is farcical to suggest that Charles Hood had an impartial judge, yet he is slated to die. [read post]
28 Sep 2009, 1:31 am
App.1991); Lynch v. [read post]
28 Sep 2009, 1:31 am
App.1991); Lynch v. [read post]
28 Sep 2009, 1:31 am
App.1991); Lynch v. [read post]
24 Sep 2009, 5:09 am
App.1991); Lynch v. [read post]
21 Sep 2009, 9:39 am
It is farcical to suggest that Charles Hood had an impartial judge, yet he is slated to die. [read post]
16 Sep 2009, 1:47 pm
(Springfield, MA; Linda Fieldhouse, President) Axillan Corporation (Dover, MA; Charles Debevoise, President) Ayr1, Inc. [read post]
15 Sep 2009, 7:37 am
Gary Lynch, Morgan Stanley, NY, $3,469,000 7. [read post]
11 Sep 2009, 5:14 am
For the article, Wilson spoke with attorneys representing both sides of the issue, as well as our own Tom Lynch for the workers comp perspective. [read post]
5 Sep 2009, 8:00 am
Merrill Lynch Asset Management, Inc., 694 F.2d 923 (2d Cir. 1982). [read post]
1 Sep 2009, 11:08 am
We keep most trust monies at Charles Schwab. [read post]
