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16 Oct 2021, 9:02 am by Kevin J. Lenhard
Additionally, the legislation prohibits IRAs from investing in assets only available to accredited investors, including many alternative investment funds. [read post]
11 Oct 2021, 7:24 am by Juan C. Antúnez
It ordered JPMorgan and the bankers to pay Beverley about $19 million between them, representing damages, legal fees and the return of money invested in a private equity fund. [read post]
8 Oct 2021, 6:00 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, October 8, 2021 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of October 1–7, 2021. [read post]
1 Oct 2021, 8:52 am by Rob Robinson
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal 3-Jun-19Onna (Investee)Series A… [read post]
27 Sep 2021, 12:59 pm by Emily Dai
Alvarez, managing principal at BridgeCounsel Strategies LLC. [read post]
26 Sep 2021, 7:46 am by Kevin LaCroix
.; Chamath Palihapitiya, co-founder and CEO of The Social+Capital Partnership LLC; David T. [read post]
23 Sep 2021, 8:41 am by John Jascob
In addition, unlike money market mutual funds that primarily hold short-term and low-risk investments, USD Coin holds as much in corporate bonds as several hedge funds, and such debt may be subject to sharp losses in price or subject to ratings downgrades, they added.Regarding Tether, the group noted that its limited disclosures are alarming because the stablecoin appears to have large holdings of commercial paper, secured loans, corporate bonds,… [read post]
12 Sep 2021, 4:54 pm by Stuart Kaplow
 That ongoing government action follows the April SEC release of the results of an earlier agency examination finding that many investment funds identifying themselves as ESG, were not. [read post]
10 Sep 2021, 6:17 am
Moehrke, and Norm Champ, Kirkland & Ellis LLP, on Monday, September 6, 2021 Tags: Derivative suits, Investment Company Act, Merger litigation, Mergers & acquisitions, Securities litigation, Securities regulation, Shareholder suits, SPACs, Special purpose vehicles Five Simple Rules for Post-IPO Pay Posted by Todd Sirras and Austin Vanbastelaer, Semler Brossy Consulting Group LLC, on Tuesday, September 7, 2021 … [read post]
10 Sep 2021, 2:00 am by Doug Cornelius
The ruling revived similar claims for $213 million from Legacy Capital Ltd., a British Virgin Islands corporation that invested solely with Madoff, and a $6.6 million claim against Khronos LLC, which provided accounting services to Legacy.https://www.bloomberg.com/news/articles/2021-08-30/madoff-victims-get-second-crack-at-citigroup-s-343-million? [read post]
24 Aug 2021, 7:45 am by Francis Pileggi
July 30, 2021), the court describes in exhaustive detail the factual background involving detailed examples of funds invested in a company that were diverted for personal use instead of being applied for business purposes. [read post]
23 Aug 2021, 12:14 pm by Silver Law Group
David Volpe (David John Volpe CRD# 2543478) is a former registered broker who has previously worked for First Financial Equity Corporation, LPL Financial LLC, and National Planning Corporation, all in Scottsdale, Arizona. [read post]
23 Aug 2021, 9:09 am by zamansky
As a result, if you suspect any of the following, you should contact the SEC, another appropriate agency, or a securities fraud lawyer:   Account churning (excessive trading Accounting fraud Breach of fiduciary duty Broker or investment advisor fraud Cryptocurrency or initial coin offering (ICO) fraud Hedge fund fraud Insider trading Junk bond fraud Market manipulation Misleading or incomplete disclosures Overconcentration (failure to diversity) Unregistered securities… [read post]
6 Aug 2021, 4:00 am by Jim Sedor
The proposal, along with a still-forming second economic package valued at $3.5 trillion, carries high stakes for corporations that have long pined for infrastructure improvements and other federal spending that would be beneficial to their bottom lines. [read post]
2 Aug 2021, 9:39 am by The White Law Group
Four of the customers were reportedly over the age of 60 and seven of the customers invested retirement funds in the BDC, according to FINRA. [read post]
26 Jul 2021, 12:28 pm by Kevin Kaufman
Higher income taxes affect both investment and labor, slowing economic growth. [read post]
23 Jul 2021, 8:38 am by Kristian Soltes
The parliamentary joint committee on corporations and financial services will conduct hearings on Monday and Tuesday next week to examine the surging use of mobile phones to make payments. [read post]
23 Jul 2021, 6:06 am
The high-profile ExxonMobil shareholder vote in May sent shock waves through many of corporate America’s boardrooms. [read post]