Search for: "Custom Products, LLC"
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10 Apr 2023, 7:37 am
The Court of International Trade decision in Otter Products, LLC addresses a novel question about how loss of revenue is calculated in the context of a prior disclosure. [read post]
7 Apr 2023, 3:05 pm
Pictures to assist customers in identifying the recalled products can be found here. [read post]
7 Apr 2023, 1:42 pm
Pictures to assist customers in identifying the recalled products are found at the end of this announcement. [read post]
5 Apr 2023, 7:14 pm
You can also search for brokers and firms by location or by specific products they offer. [read post]
5 Apr 2023, 5:18 am
However, in this case, Bacon J determined that the infringing supply was not the common sense cause of the customer’s decision to purchase the non-infringing product and no damages were awarded. [read post]
4 Apr 2023, 11:55 am
Many have sought to do so by resorting to a process such as IC Diagnostics (TM), which enhances IC compliance by restructuring, re-documenting, and/or re-implementing IC relationships in a customized and sustainable manner in view of applicable law, including A.B 5. [read post]
3 Apr 2023, 9:06 pm
On June 14, 2019 Hometown Food Company, a customer of ADM Milling Co., announced a recall of Pillsbury Best Bread Flour. [read post]
2 Apr 2023, 9:01 pm
The firm’s control strategy of placing a statement on their invoices that instructs their customers to freeze their fresh fish products will not control pathogenic bacteria such as Salmonella. [read post]
31 Mar 2023, 5:32 pm
On June 14, 2019 Hometown food Company, a customer of ADM Milling Co., announced a recall of Pillsbury Best Bread Flour. [read post]
31 Mar 2023, 3:00 pm
Customers who have additional questions or concerns may contact Seven Seas International USA LLC at 888-627-5668 or visit their website at www.7siusa.com. [read post]
30 Mar 2023, 10:04 am
Frequently sold by US-based brokers, their products offered alleged high commissions with additional incentives to brokers and broker-dealers overshadowed the best interest of the customers. [read post]
30 Mar 2023, 8:48 am
This duty emanates from the broker-dealer’s “special relationship” to the customer, and from the fact that in recommending the security, the broker-dealer represents to the customer “that a reasonable investigation has been made and that [its]recommendation rests on the conclusions based on such investigation. [read post]
30 Mar 2023, 6:52 am
Specifically, broker-dealers must: Disclose Material Facts: Broker-dealers must provide customers with clear and concise information about the products and services they offer, including any potential conflicts of interest that may arise from the recommendation. [read post]
28 Mar 2023, 9:03 am
Seniors may be especially vulnerable to financial exploitation if they are cognitively impaired or simply confused by complex financial opportunities or products. [read post]
28 Mar 2023, 8:48 am
According to its website, NCI is a second-generation, family-owned direct importer and wholesaler of customer 1.4G fireworks. [read post]
27 Mar 2023, 8:09 pm
Newbridge representatives sold approximately $323,000 in LJM to customers. [read post]
27 Mar 2023, 11:17 am
The broker-dealer failed to use reasonable diligence to understand the risks and characteristics of complex products that it sold to retail customers, resulting in significant losses for some customers. [read post]
24 Mar 2023, 3:00 pm
appeared first on Zamansky LLC. [read post]
23 Mar 2023, 12:57 pm
Customer-Specific Suitability: The advisor is required to have a reasonable basis for believing that a recommended investment product or strategy is suitable for a particular client, based on their individual financial situation, investment objectives, risk tolerance, and other relevant factors. [read post]
21 Mar 2023, 9:25 am
Misrepresentations: This is a type of misconduct in which a broker makes false or misleading statements to a customer about an investment product or service. [read post]
