Search for: "D & D Management and Investement, LLC"
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13 May 2020, 8:24 am
Publicly-available Form D and Form D amendments filed with the SEC list the following firms as receiving sales compensation for selling The Parking REIT: Accelerated Capital Group; Centaurus Financial, Inc.; Coastal Equities, Inc.; Crown Capital Securities, L.P.; Forest Securities, Inc.; Great Point Capital LLC; NI Advisors; Sandlapper Securities, LLC; Whitehall-Parker Securities, Inc. [read post]
12 May 2020, 3:07 am
According to D. [read post]
1 May 2020, 8:22 am
If you have suffered losses investing with Lee D. [read post]
14 Apr 2020, 10:04 am
According to SEC filings, the company filed a Form D to raise capital from investors for the offering of the SQN Special Opportunity Fund LLC. [read post]
14 Apr 2020, 7:55 am
The company has offices in New York and California and is an affiliate of SQN Capital Management LLC, a registered investment advisor with the U.S. [read post]
13 Apr 2020, 4:19 pm
Notably, the increase in frequency of Exchange Act securities class actions since 2018 has coincided with the end of the longest running bull market in U.S. history.[12][13] As a result, more fervent shareholder recovery efforts can be expected as the fiduciary duties of institutional investment managers are tested and global investors in the U.S. capital markets seek nontraditional equity investment returns. [read post]
12 Apr 2020, 6:39 pm
Carl D. [read post]
7 Apr 2020, 11:49 am
Preferred equity in these cases usually includes the right to vote for directors of a corporation or managers of an LLC. [read post]
7 Apr 2020, 11:49 am
Preferred equity in these cases usually includes the right to vote for directors of a corporation or managers of an LLC. [read post]
5 Apr 2020, 10:24 am
The plaintiffs rented an apartment from the defendant SVM Management, LLC. [read post]
3 Apr 2020, 6:03 am
Crawford, Schulte Roth & Zabel, on Tuesday, March 31, 2020 Tags: Boards of Directors, Hedge funds, Mergers & acquisitions, Proxy contests, SEC, Securities regulation, Shareholder activism, Shareholder nominations, Solicitation Lessons from 2008 for Management and the Board Posted by Mark D. [read post]
31 Mar 2020, 6:32 am
As to the first question proposed above, a series LLC, or SLLC, is conceptually nothing more than a series of subsidiary “members, managers, membership interests, or assets” corralled under a single, parent LLC. [read post]
30 Mar 2020, 4:59 am
The manager of the concert venue, Capitol South Community Urban Redevelopment Corporation, remained unpaid after the concert, as did Jose Cabrera, a friend of Wilson’s who provided her funds to cover the event’s expenses in exchange for the promise of receiving his money back twofold. [read post]
29 Mar 2020, 7:56 am
(Chart 2) Q1 2020 investment pulse rate appears to be the second-lowest Q1 investment pulse rate in the last five years. [read post]
16 Mar 2020, 1:54 pm
Apr. 11, 2019), rev’d in part on other grounds, No. 18-CV-2933, 2019 WL 3409684 (S.D.N.Y. [read post]
15 Mar 2020, 6:08 pm
SNA LLC, 2020 WL 1077570 (D. [read post]
13 Mar 2020, 6:31 am
Simmons, Cornerstone Research, on Wednesday, March 11, 2020 Tags: Class actions, Exchange Act, Rule 10b-5, Section 11, Securities Act, Securities litigation, Settlements Advancing ESG Investing: A Holistic Approach for Investment Management Firms Posted by Sean Collins and Kristen Sullivan, Deloitte LLP, on Wednesday, March 11, 2020 Tags: Asset management, Corporate Social… [read post]
11 Mar 2020, 8:47 am
According to D. [read post]
3 Mar 2020, 4:53 pm
King and Gardiner Farms, LLC v. [read post]
3 Mar 2020, 2:33 pm
According to D. [read post]
