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10 Oct 2023, 9:03 pm by renholding
”[1] In 1970, Congress lowered the threshold for filing a beneficial ownership report from those who own more than 10 percent of a public company’s equity securities to those who own more than 5 percent. [read post]
10 Oct 2023, 9:01 pm by renholding
Does the group guidance inappropriately downplay the importance of an “agreement” in group formation? [read post]
10 Oct 2023, 3:30 am by Dennis Dimka
Richard Hochhauser does that above the fold on his homepage. [read post]
8 Oct 2023, 10:37 am by Kevin LaCroix
Currently, 10 countries have adopted local laws instituting the directive. [read post]
5 Oct 2023, 7:26 am by Joanna Herzik
Our corporation is seeking an attorney in your state who can represent us in a license infringement matter by a business partner of the corporation. [read post]
4 Oct 2023, 2:08 pm by Kevin LaCroix
  At the end of the piece there are 10 takeaways for directors, board committees and others with interests in the topics covered. [read post]
4 Oct 2023, 8:00 am by Norman L. Eisen
Jones (Ret.) as the Independent Monitor (Nov. 14, 2022) Letter to court by OAG on suggested Independent Monitors (Nov. 10, 2022) Letter to court by counsel Alina Habba on suggested Independent Monitors (Nov. 10, 2022) Decision and order granting State of New York motion for appointment of an Independent Monitor (Nov. 3, 2022) Writ of Mandamus First Department appellate court decision lifting its Sept. 14 temporary stay of trial and denying petition for writ of mandamus, allowing… [read post]
2 Oct 2023, 9:50 am by Zak Gowen
  This occurs through all the “ordinary mechanisms” of corporate management, such as “shareholding voting, executive compensation, the market for corporate control, the stock market, and the labor market. [read post]
1 Oct 2023, 9:01 pm by renholding
On September 27, 2023, the staff of the Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance issued 10 new Compliance & Disclosure Interpretations (C&DIs) relating to the pay-versus-performance (PVP) disclosure rules adopted last year. [read post]
28 Sep 2023, 8:30 pm by Ann Pearson
” Also, the new generation of associates were technologically savvy and didn’t need as much traditional secretarial support, so the ratio of secretary or assistant to attorney grew from 1 secretary supporting two or three attorneys to one legal assistant supporting 7 or 8 attorneys (or more).Then, in 2020 the ABA did a 180. [read post]
28 Sep 2023, 3:25 am by David Lynn
An issuer does not need to hear from the Staff regarding a preliminary proxy statement during the ten-day period before the issuer may file definitive proxy materials; however, the Staff notes that it may review the issuer’s preliminary proxy statement when the SEC is operational. 10. [read post]
26 Sep 2023, 9:01 pm by renholding
’”[19] The Court held “[t]hat a claim is fact-intensive does not preclude dismissal under Rule 12(b)(6) if the plaintiff fails to allege facts plausibly supporting a claim upon which relief can be granted. [read post]
25 Sep 2023, 3:50 am by Peter J. Sluka
  If successful on the claims, what assurances does the shareholder have that the corporation’s recovery will be passed on to the shareholders? [read post]
24 Sep 2023, 9:01 pm by renholding
”[9] Section 692.203 applies the same prohibition to real property within ten miles of any “military installation”[10]or “critical infrastructure facility” (such as airports, seaports, power plants, or refineries).[11] Section 692.204 goes further, specifically targeting China by prohibiting certain China-related persons from “directly or indirectly own[ing], hav[ing] a controlling interest in, or acquir[ing] by purchase, grant, devise or descent”… [read post]
24 Sep 2023, 11:55 am by Dennis Crouch
by Dennis Crouch A short non-precedential opinion from the Federal Circuit provides guidance on two key issues: (1) downstream non-party reliance upon settlement agreements; and (2) personal jurisdiction over foreign corporations. [read post]