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23 Apr 2012, 5:11 am by Joe Palazzolo
Witnesses include James Giddens, trustee of the Securities Investment Protection Act liquidation of MF Global Inc.; Louis Freeh, trustee for MF Global Holdings; Jill Sommers, commissioner of the Commodity Futures Trading Commission; Robert Cook, director of the Securities and Exchange Commission's Division of Trading and Markets; Richard Ketchum, president, chairman and CEO of the Financial Industry Regulatory Authority; and Terrence Duffy, executive chairman… [read post]
4 May 2009, 12:12 am
The FTC enters complaints into Consumer Sentinel, a secure, online database available to more than 1,500 civil and criminal law enforcement agencies in the U.S. and abroad. [read post]
4 Nov 2021, 7:58 am by Cinthia Macie
”  In other words, after securing “nearly half the market for publishing rights,” the merged entity will continue to compete against itself. [read post]
1 Dec 2011, 1:58 pm
Harris is counsel to Woodside, California, investment management firm Aurum STS Aggressive Trading LLC. [read post]
7 Dec 2009, 6:15 am
.'s ("Matrix") motion to dismiss a putative securities fraud class action brought under Section 10(b) of Securities Exchange Act of 1934. [read post]
7 Dec 2009, 6:15 am
’s (“Matrix”) motion to dismiss a putative securities fraud class action brought under Section 10(b) of Securities Exchange Act of 1934. [read post]
10 Aug 2015, 1:45 am
 Never too late 55 [week ending on Sunday 19 July] - Traditional Knowledge and indigenous people | Traditional Knowledge in Canada | Traditional Knowledge and unbalanced dialogues | E-mail addresses as trade secrets | CJEU on essential patents in Case C-170/13 Huawei Technologies Co. [read post]
4 Oct 2010, 1:44 am by Kelly
Sand Hill Advisors, LLC (Seattle Trademark Lawyer) Due diligence matters: E D Washington decision in Pacific Coast Trailers, LLC v. [read post]
6 Jan 2017, 1:00 am
Shah, Pearl Meyer & Partners, LLC, on Tuesday, January 3, 2017 Tags: Boards of Directors, Compensation committees, Corporate culture, Engagement, Executive Compensation, Executive turnover, Incentives, Management, Pay for performance, Say on pay, Succession Controlling Stockholder M&A Does Not Automatically Trigger Entire Fairness Review Posted by Daniel E. [read post]
8 Aug 2013, 12:02 pm by WIMS
Aug 7: The Department of Energy (DOE) announced that it has conditionally authorized Lake Charles Exports, LLC (Lake Charles) to export domestically produced liquefied natural gas (LNG) to countries that do not have a Free Trade Agreement (FTA) with the United States from the Lake Charles Terminal in Lake Charles, Louisiana. [read post]
2 May 2012, 5:00 am by Doug Cornelius
Perfetuo, Chief Compliance Officer & Counsel, Alcion Ventures Robert E. [read post]
27 Jan 2017, 8:33 am by Thaddeus Hoffmeister
The article looked at commercial contracts by publicly traded companies that were reported to the Security Exchange Commission using Form 8-Ks. [read post]
2 Feb 2018, 8:57 am by Cynthia Marcotte Stamer
  In addition, covered entities and business associates also must enter into a written and signed business associate agreement that contains the elements specified in Privacy Rule § 164.504(e) before the business associate creates, uses, accesses or discloses PHI of the covered entity. [read post]
21 May 2022, 3:43 am by INFORRM
By application of “the sole and proper” test, the Board held that Google LLC did not qualify as a data user under the Ordinance as no part of the data cycle (i.e., collection, holding, processing, and use) was based out of Hong Kong. [read post]