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10 Mar 2022, 4:35 am by Tom Kosakowski
The Board of Directors is grateful for her outstanding service and has appointed Diana Mosonyi to fill the vacant seat.Here are the new members of the IOA board:2021–2024 Director TermSuzanne Diviney, CO-OP, Vice President, Office of the Ombuds Lead, Pfizer Inc. [read post]
1 Dec 2022, 1:58 pm by Kevin LaCroix
Class V stock was a publicly traded “tracking stock” that tracked the performance of VMware, Inc. [read post]
6 Dec 2019, 5:43 am
Performance Metrics: Accelerating the Stakeholder Model Posted by Connor Doyle, Equilar, Inc., on Friday, November 29, 2019 Tags: Accounting, Board composition, Boards of Directors, Corporate culture, Diversity, Firm performance, Performance measures, Shareholder primacy, Stakeholders Policy Overhaul—Executive Compensation Posted by Glenn Davis and Ken Bertsch, Council on Institutional Investors, on Saturday, November 30, 2019… [read post]
12 Jul 2010, 4:00 am by Peter A. Mahler
  Jeff is a Managing Director at Stout Risius Ross, Inc., a financial advisory firm specializing in valuation and financial opinions, investment banking, and dispute advisory and forensic services. [read post]
29 Sep 2023, 6:27 am
House of Representatives Committee on Financial Services Posted by Gary Gensler, U.S. [read post]
29 Sep 2023, 6:27 am
House of Representatives Committee on Financial Services Posted by Gary Gensler, U.S. [read post]
6 Aug 2019, 8:52 am by Silver Law Group
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bender, Charles III   Suntrust Investment Services, Inc   JP Morgan Securities LLC   Bingham, Daniel   Essex Securities LLC   Investors… [read post]
6 Jul 2012, 9:17 am by Stikeman Elliott LLP
    The Commissioner stated in a press release that “the measures contained in the OSC's final recognition orders materially change the regulatory environment sufficient to substantially mitigate the Bureau's competition concerns” thereby addressing the serious competition concerns that the Bureau had previously communicated to Maple in two areas: equities trading, and post-trade services, including clearing, settlement and depository… [read post]
25 May 2010, 2:17 am by gmlevine
UniSAP, Inc., D2009-0297 (WIPO April 28, 2009) () the Respondent offers consulting services for the software products sold by the Complainant. [read post]
23 Mar 2020, 12:00 pm by Geoff Cockrell
Inc., Jeff Hignite, Senior Manager at ECG Management Consultants and Paul Kiehl, Attorney at McGuireWoods LLP. [read post]
24 Jul 2020, 4:37 am
Opposer submitted 37 third-party registrations for marks covering both restaurant services and wine, as well as six registrations showing that well-known individuals have registered their names for alcoholic beverages and restaurant services. [read post]
16 Oct 2012, 4:05 pm
The Wall Street Journal reports that according to private equity firm JC Flowers & Co., the return on equity among financials should “normalize to historic levels” even though the economic crisis has resulted in a “major long-term evolution. [read post]