Search for: "FRANK KATZ"
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24 Feb 2017, 5:35 am
Kim, Wachtell, Lipton, Rosen & Katz, on Friday, February 17, 2017 Tags: Bank boards, Banks, Dodd-Frank Act, Donald Trump, FDIC, Financial crisis, Financial institutions, Financial regulation, Mergers & acquisitions, Money laundering, Securities enforcement, Securities regulation, Stress tests, Systemic risk SEC Enforcement in Financial Reporting and Disclosure—2016 Year in Review Posted by David Woodcock, Jones Day, on Saturday, February 18, 2017 Tags:… [read post]
18 Dec 2020, 5:58 am
Securities and Exchange Commission, on Thursday, December 17, 2020 Tags: Anti-corruption, Conflicts of interest, Disclosure, Dodd-Frank Act, ESG, FCPA, International governance, SEC, SEC rulemaking, Securities regulation [read post]
28 Apr 2023, 5:01 am
Katz (Pa. [read post]
7 Jul 2012, 10:16 am
Johnson Eric_E_Johnson North Dakota Anil Kalhan kalhan Drexel Daniel Martin Katz computational Michigan State Ariel Katz relkatz Toronto Renee Knake reneeknake Michigan State Russell Korobkin russellkorobkin UCLA Kim Krawiec KimKrawiec Duke Greg Lastowka greglas Rutgers-Camden Richard Leiter rleiter Nebraska Mark Lemley marklemley Stanford Jack Lerner jacklerner USC Lawrence Lessig lessig Harvard Browne Lewis bayouwriter Cleveland-Marshall Michael Lewyn… [read post]
26 Jul 2012, 2:55 pm
Johnson Eric_E_Johnson North Dakota Anil Kalhan kalhan Drexel Daniel Martin Katz computational Michigan State Ariel Katz relkatz Toronto Renee Knake reneeknake Michigan State Russell Korobkin russellkorobkin UCLA Kim Krawiec KimKrawiec Duke Greg Lastowka greglas Rutgers-Camden Richard Leiter rleiter Nebraska Mark Lemley marklemley Stanford Jack Lerner jacklerner USC Lawrence Lessig lessig Harvard Browne Lewis bayouwriter Cleveland-Marshall Michael Lewyn… [read post]
7 Dec 2015, 4:09 am
Frank Keel, a political and media consultant, sued under state and federal law for reverse passing off, claiming that Axelrod falsely took credit for political consulting during the 2003 reelection campaign of former Philadelphia Mayor John F. [read post]
15 Oct 2016, 12:38 pm
United States, 533 U.S. 27, 33 (2001); see Katz v. [read post]
30 Nov 2007, 7:33 am
" The law firm of Watchtell, Lipton, Rosen & Katz, which represents companies and directors, applauded the SEC's decision. [read post]
28 Jul 2010, 8:53 am
Scanlon, Jean Braucher, Richard Craswell, Avery Katz, Henry Smith, Lisa Bernstein, Seana Shiffrin, Daniel Markovits, Juliet Kostritsky, John C.P. [read post]
17 Nov 2022, 9:05 pm
Frank Yiannas, FDA Deputy Commissioner for Food Policy and Response, explained that this more detailed approach “helps create a harmonized, universal language of food traceability. [read post]
19 Apr 2007, 9:05 pm
Jon Katz. [read post]
7 Feb 2020, 6:00 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Sunday, February 2, 2020 Tags: Broker-dealers, Cybersecurity, Duty of care, Financial technology, Investor protection, OCIE, Retail investors, Risk management, SEC, Securities regulation Speech by Commissioner Elad Roisman on Myths and Realities: Modernizing the Proxy Rules Posted by Elad L. [read post]
19 Apr 2007, 9:00 pm
Jon Katz. [read post]
1 Apr 2007, 9:00 pm
Jon Katz. [read post]
9 Nov 2018, 6:03 am
Posted by Frank M. [read post]
21 Dec 2018, 6:00 am
Simmons, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, December 19, 2018 Tags: Regulation S-K, Rule 10b-5, SEC, SEC enforcement, Securities enforcement, Securities fraud, U.S. federal courts Soft Shareholder Activism Posted by Doron Levit (University of Pennsylvania), on Wednesday, December 19, 2018 Tags: Board communication, Boards of Directors, Engagement, Exit, Information… [read post]
4 Sep 2020, 6:31 am
Rosenberg, Fried, Frank, Harris, Shriver & Jacobson LLP, on Wednesday, September 2, 2020 Tags: Broker-dealers, Compliance & ethics, Compliance and disclosure interpretation, COVID-19, Cybersecurity, Investment advisers, Investor protection, OCIE, Privacy, Risk, SEC, Securities regulation Performance-Induced CEO Turnover Posted by Dirk Jenter (LSE) and Katharina Lewellen (Dartmouth College), on Wednesday,… [read post]
16 Mar 2018, 6:08 am
Karp, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Saturday, March 10, 2018 Tags: Compliance & ethics, Dodd-Frank Act, Misconduct, Sarbanes–Oxley Act, SEC, SEC enforcement, Securities enforcement, Securities regulation, Supreme Court, Whistleblowers Delaware Appraisal Litigation: Non-Arm’s-Length Transactions, Arm’s-Length Transactions and the Anna Karenina Principle Posted by Arthur H. [read post]
20 Dec 2008, 12:57 am
M&T turned to a team from Wachtell, Lipton, Rosen & Katz for the transaction. [read post]
20 Jul 2018, 6:14 am
Solomon, Cleary Gottlieb Steen & Hamilton LLP, on Monday, July 16, 2018 Tags: ALJs, Dodd-Frank Act, SEC, SEC enforcement, Securities enforcement, Securities regulation, Supreme Court 2018 Investor Corporate Governance Report Posted by Viraj Patel, CMi2i Proxy, on Tuesday, July 17, 2018 Tags: Board independence, Boards of Directors, Corporate culture, ESG, Human capital, Institutional… [read post]
